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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
NP
676
NorthRock Partners
Minnesota
$409K
CAMG
677
CWA Asset Management Group
Florida
$408K
ACM
678
Advisors Capital Management
New Jersey
$404K
MMPW
679
Mitchell McLeod Pugh & Williams
Alabama
$404K
PWMG
680
Prestige Wealth Management Group
New Jersey
$403K
TPI
681
Trust Point Inc
Wisconsin
$401K
KWM
682
KFG Wealth Management
Indiana
$400K
CRC
683
Curi RMB Capital
Illinois
$399K
OL
684
Optas LLC
Texas
$397K
GC
685
Guggenheim Capital
Illinois
$397K
KeyBank National Association
686
KeyBank National Association
Ohio
$396K
RBI
687
Raiffeisen Bank International
Austria
$390K
JSW
688
Journey Strategic Wealth
New Jersey
$389K
CI
689
CX Institutional
Indiana
$389K
EFMC
690
Empire Financial Management Company
New York
$387K
BBA
691
Baader Bank Aktiengesellschaft
Germany
$386K
SAM
692
Strategy Asset Managers
California
$386K
EA
693
Everpar Advisors
Oklahoma
$386K
P
694
Pitcairn
Pennsylvania
$386K
NONA
695
Ninety One North America
New York
$384K
Walleye Capital
696
Walleye Capital
New York
$384K
MGIA
697
Moneta Group Investment Advisors
Missouri
$383K
MAM
698
Martingale Asset Management
Massachusetts
$383K
PWMAG
699
Pinnacle Wealth Management Advisory Group
New Jersey
$382K
LJHT
700
Laurie J. Hall Trustee
$381K