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Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
DWA
651
Dougherty Wealth Advisers
Minnesota
$62K – – –
JCM
652
Jacobi Capital Management
Pennsylvania
$62K +$8.55K +56 +16%
T
653
TOBAM
France
$59K – – –
PB
654
Pinnacle Bancorp
Nebraska
$54K – – –
GWS
655
Glassman Wealth Services
Virginia
$52K +$615 +4 +1%
CIA
656
CSat Investment Advisory
Michigan
$52K +$16.6K +109 +47%
HWMA
657
Heritage Wealth Management (Arizona)
Arizona
$48K +$48K +316 New
GAM
658
Gemmer Asset Management
California
$47K – – –
MAM
659
Marquette Asset Management
Minnesota
$46K – – –
CTB
660
Country Trust Bank
Illinois
$46K – – –
PA
661
Parallel Advisors
California
$45K -$53.8K -353 -54%
RBC
662
Roble Belko & Company
Pennsylvania
$45K – – –
CFN
663
Cordasco Financial Network
Florida
$45K – – –
HFA
664
Hoover Financial Advisors
Pennsylvania
$45K – – –
Fuller & Thaler Asset Management
665
Fuller & Thaler Asset Management
California
$43K – – –
PCM
666
Penserra Capital Management
California
$43K +$6.08K +40 +16%
BCA
667
Berman Capital Advisors
Georgia
$40K – – –
FI
668
FormulaFolio Investments
Michigan
$39K +$39K +240 New
AssetMark Inc
669
AssetMark Inc
California
$37K -$2.43K -16 -6%
CFD
670
Creative Financial Designs
Indiana
$37K – – –
HWM
671
HighMark Wealth Management
Minnesota
$37K +$154 +1 +0.4%
IAS
672
IMA Advisory Services
Colorado
$36K – – –
HR
673
Howe & Rusling
New York
$35K – – –
PFBT
674
Parkside Financial Bank & Trust
Missouri
$34K -$919 -6 -3%
SIC
675
Salem Investment Counselors
North Carolina
$34K – – –
25 26
27
28 29