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Broadridge

1,100 hedge funds and large institutions have $25.1B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 374 increasing their positions, 394 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more funds holding

Funds holding:

more ownership

Funds ownership:

less capital invested

Capital invested by funds: $ → $

5% less repeat investments, than reductions

Existing positions increased: 374 | Existing positions reduced: 394

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,100
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Buyers

1 +$803M
2 +$169M
3 +$72.9M
4
JCM
Junto Capital Management
New York
+$67.7M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$65.9M

Top Sellers

1 -$326M
2 -$154M
3 -$139M
4
Millennium Management
Millennium Management
New York
-$80.2M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$63.6M
Name Holding Trade Value Shares
Change
Change in
Stake
DAS
626
Diversify Advisory Services
Utah
$512K
QI
627
Qtron Investments
Massachusetts
$511K
BEAM
628
Baker Ellis Asset Management
Washington
$508K
HWA
629
Heritage Wealth Advisors
Virginia
$507K
PAM
630
Panagora Asset Management
Massachusetts
$504K
PAG
631
Private Advisor Group
New Jersey
$502K
SHFP
632
Second Half Financial Partners
Florida
$501K
S
633
SignatureFD
Georgia
$498K
MM
634
MQS Management
New York
$487K
ETC
635
Exchange Traded Concepts
Oklahoma
$486K
SWM
636
Spire Wealth Management
Virginia
$486K
IA
637
IFP Advisors
Florida
$482K
PWG
638
Portside Wealth Group
Utah
$481K
USCWA
639
U.S. Capital Wealth Advisors
Texas
$480K
TA
640
Tectonic Advisors
Texas
$479K
LFP
641
Leeward Financial Partners
Washington
$476K
RB
642
Renasant Bank
Mississippi
$475K
CW
643
CreativeOne Wealth
Kansas
$473K
HNB
644
Huntington National Bank
Ohio
$472K
PFGIA
645
Patriot Financial Group Insurance Agency
Massachusetts
$466K
FMP
646
Financial Management Professionals
Texas
$464K
CPCPP
647
Canada Post Corporation Pension Plan
Canada
$463K
MHC
648
Meyer Handelman Company
New York
$463K
AWM
649
Aberdeen Wealth Management
Illinois
$462K
MWM
650
Maripau Wealth Management
Indiana
$461K