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Broadridge

738 hedge funds and large institutions have $13.1B invested in Broadridge in 2020 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 243 increasing their positions, 280 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
738
Holders Change
+24
Holders Change %
+3.36%
% of All Funds
14.93%
Holding in Top 10
11
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-26.67%
% of All Funds
0.22%
New
76
Increased
243
Reduced
280
Closed
47
Calls
$18.3M
Puts
$10.6M
Net Calls
+$7.7M
Net Calls Change
+$53.2M
Name Holding Trade Value Shares
Change
Shares
Change %
LWA
626
Lowe Wealth Advisors
Maryland
$65K
BCWM
627
Bartlett & Co Wealth Management
Ohio
$60.3K
BC
628
Bartlett & Co
Ohio
$60K
NIM
629
NuWave Investment Management
New Jersey
$60K +$60K +449 New
AIM
630
Anchor Investment Management
South Carolina
$59.4K +$5.28K +40 +10%
BFG
631
Baron Financial Group
New Jersey
$58.5K +$58.5K +443 New
PA
632
Parallel Advisors
California
$58K -$226K -1,708 -80%
RFA
633
Reilly Financial Advisors
California
$58K
GWM
634
Geneos Wealth Management
Colorado
$58K
DWA
635
Dougherty Wealth Advisers
Minnesota
$53K
WTC
636
WhitTier Trust Company
Nevada
$53K +$19.1K +144 +56%
RIM
637
Rampart Investment Management
Connecticut
$51K -$187K -1,404 -79%
T
638
TOBAM
France
$51K +$51K +385 New
ST
639
Smithfield Trust
Pennsylvania
$50K +$12.5K +95 +33%
AWA
640
Arkadios Wealth Advisors
Georgia
$49.8K -$430 -3 -0.9%
PB
641
Pinnacle Bancorp
Nebraska
$47K -$15.8K -119 -25%
OSAM
642
O'Shaughnessy Asset Management
Connecticut
$46K +$38.3K +287 +495%
GWS
643
Glassman Wealth Services
Virginia
$44K
JCM
644
Jacobi Capital Management
Pennsylvania
$43K -$6.42K -49 -13%
PCG
645
Private Capital Group
Connecticut
$42K +$11.1K +84 +36%
GAM
646
Gemmer Asset Management
California
$40K
MAM
647
Marquette Asset Management
Minnesota
$40K
CTB
648
Country Trust Bank
Illinois
$40K
RBC
649
Roble Belko & Company
Pennsylvania
$39K
CFN
650
Cordasco Financial Network
Florida
$39K +$132 +1 +0.3%