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Broadridge
BR

Overview Fund Activity

695 hedge funds and large institutions have $9.34B invested in Broadridge in 2020 Q1 according to their latest regulatory filings, with 62 funds opening new positions, 270 increasing their positions, 237 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
695
Holders Change
-54
Holders Change %
-7.21%
% of All Funds
15.35%
Holding in Top 10
12
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+20%
% of All Funds
0.27%
New
62
Increased
270
Reduced
237
Closed
107
Calls
$23.9M
Puts
$64.1M
Net Calls
-$40.2M
Net Calls Change
-$47.3M

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$61.2M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$52.5M
3
CVA
Ceredex Value Advisors
Florida
+$48.1M
4
Citadel Advisors
Citadel Advisors
Florida
+$44.7M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$34M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$161M
2
Artisan Partners
Artisan Partners
Wisconsin
-$121M
3
Deutsche Bank
Deutsche Bank
Germany
-$52.6M
4
Bessemer Group
Bessemer Group
New Jersey
-$43M
5
BlackRock
BlackRock
New York
-$41.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
626
Avior Wealth Management
Nebraska
$17K +$17K +180 New
IAS
627
IMA Advisory Services
Colorado
$16K – – –
PCM
628
Penserra Capital Management
California
$16K +$4.41K +40 +38%
HGWM
629
Harvest Group Wealth Management
Massachusetts
$16K +$8.32K +92 +108%
PO
630
Private Ocean
California
$15K – – –
SSB
631
Sandy Spring Bank
Maryland
$15K – – –
CFFP
632
Center for Financial Planning
Michigan
$15K +$10.4K +109 +227%
DWM
633
Darwin Wealth Management
Florida
$15K +$15K +159 New
OAJ
634
Ogorek Anthony Joseph
New York
$14K – – –
CWP
635
CFM Wealth Partners
Texas
$14K – – –
M
636
MOTCO
Texas
$14K – – –
SIC
637
Salem Investment Counselors
North Carolina
$14K – – –
GCM
638
Gables Capital Management
Florida
$14K +$14K +144 New
BFC
639
Bedel Financial Consulting
Indiana
$13K – – –
PFGIA
640
Patriot Financial Group Insurance Agency
Massachusetts
$13K +$96 +1 +0.7%
ZB
641
Zions Bancorporation
Utah
$12K -$19.6K -207 -62%
LFG
642
Larson Financial Group
Missouri
$12K – – –
CHA
643
Carmichael Hill & Associates
Maryland
$10K – – –
OAM
644
Optimal Asset Management
California
$9.39K +$4.58K +48,321 +95%
EWM
645
Endurance Wealth Management
Rhode Island
$9K – – –
TWA
646
TCI Wealth Advisors
Arizona
$9K – – –
CFN
647
Cordasco Financial Network
Florida
$9K – – –
IBOK
648
Independence Bank of Kentucky
Kentucky
$9K – – –
VRM
649
Vectors Research Management
New York
$9K – – –
FWM
650
FSA Wealth Management
Massachusetts
$9K – – –
24 25
26
27 28