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Broadridge

726 hedge funds and large institutions have $13B invested in Broadridge in 2018 Q3 according to their latest regulatory filings, with 89 funds opening new positions, 209 increasing their positions, 292 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 38

86% more call options, than puts

Call options by funds: $37.1M | Put options by funds: $20M

13% more capital invested

Capital invested by funds: $11.5B → $13B (+$1.5B)

7% more funds holding

Funds holding: 681726 (+45)

0% more funds holding in top 10

Funds holding in top 10: 1212 (0)

0.01% less ownership

Funds ownership: 84.93%84.92% (-0.01%)

28% less repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 292

Holders
726
Holders Change
+45
Holders Change %
+6.61%
% of All Funds
16.6%
Holding in Top 10
12
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.27%
New
89
Increased
209
Reduced
292
Closed
38
Calls
$37.1M
Puts
$20M
Net Calls
+$17.1M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
WB
601
Webster Bank
Connecticut
$94K -$19K -150 -17%
Northwestern Mutual Wealth Management
602
Northwestern Mutual Wealth Management
Wisconsin
$93K +$38.3K +302 +75%
HDIM
603
Hanson & Doremus Investment Management
Vermont
$92K
MA
604
MUFG Americas
New York
$92K
Carson Wealth (CWM LLC)
605
Carson Wealth (CWM LLC)
Nebraska
$91K -$2.54K -20 -3%
PCM
606
Prelude Capital Management
New York
$85K -$25.8K -203 -24%
PCP
607
Proficio Capital Partners
Massachusetts
$84K -$8.88K -70 -10%
FHA
608
Flagship Harbor Advisors
Massachusetts
$82K +$7.11K +56 +10%
CAPTRUST Financial Advisors
609
CAPTRUST Financial Advisors
North Carolina
$79K -$4.19K -33 -5%
TF
610
Tompkins Financial
New York
$78K -$19.7K -155 -21%
DCM
611
Dupont Capital Management
Delaware
$77K -$341K -2,686 -82%
FHA
612
First Horizon Advisors
Tennessee
$77K -$508 -4 -0.7%
BCM
613
Brasada Capital Management
Texas
$71K
HCM
614
Highlander Capital Management
New Jersey
$66K
LWA
615
Lowe Wealth Advisors
Maryland
$65K
RFA
616
Reilly Financial Advisors
California
$58K
AIS
617
Accurate Investment Solutions
Pennsylvania
$56K
APP
618
Avantax Planning Partners
Iowa
$56K +$53.9K +425 New
CT
619
CPF Texas
Texas
$55K
Group One Trading
620
Group One Trading
Illinois
$52K +$50.1K +395 New
AW
621
Alpha Windward
Massachusetts
$49K
CLOS
622
Compagnie Lombard Odier SCmA
Switzerland
$49K +$21.6K +170 +85%
LFA
623
Legacy Financial Advisors
Kentucky
$48K -$12.4K -98 -21%
GWS
624
Glassman Wealth Services
Virginia
$46K
MSA
625
Marino Stram & Associates
Massachusetts
$46K +$127 +1 +0.3%

BR Hedge Fund Activity: Q3 2018 in Review

726 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2018, worth a combined $13B — up 13% from $11.5B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new BR positions and 38 closed out — a net gain of 51 holders — while 209 added to existing stakes and 292 trimmed.

The largest buyer was AQR Capital Management, adding an estimated $105M. The largest seller was Morgan Stanley, cutting an estimated $76M.

  • 726 institutional investors held Broadridge (BR) as of Q3 2018, up from 681 in Q2 2018.
  • Funds reported $13B of Broadridge stock for Q3 2018, up 13% quarter-over-quarter.
  • 89 funds opened new Broadridge positions in Q3 2018 and 38 closed out, a net change of +51 holders.
  • The largest Broadridge buyer in Q3 2018 was AQR Capital Management, an estimated $105M added.
  • The largest Broadridge seller in Q3 2018 was Morgan Stanley, an estimated $76M sold.

Based on aggregated 13F filings for Q3 2018.