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Broadridge

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M
Name Holding Trade Value Shares
Change
Shares
Change %
1832 Asset Management
576
1832 Asset Management
Ontario, Canada
$90K +$40.3K +325 +81%
HPC
577
HM Payson & Co
Maine
$88K +$32.2K +260 +58%
HDIM
578
Hanson & Doremus Investment Management
Vermont
$87K
Rockefeller Capital Management
579
Rockefeller Capital Management
New York
$82K +$72.2K +577 +740%
MLM
580
Mount Lucas Management
Pennsylvania
$80K -$2.37M -18,987 -97%
PCG
581
Private Capital Group
Connecticut
$72K -$123K -982 -63%
LWANC
582
Laurel Wealth Advisors (North Carolina)
North Carolina
$68K
FHA
583
Flagship Harbor Advisors
Massachusetts
$66K +$248 +2 +0.4%
CFGS
584
Concourse Financial Group Securities
Alabama
$65K -$1.02M -8,138 -94%
HCM
585
Highlander Capital Management
New Jersey
$62K
SB
586
Strategic Blueprint
Georgia
$62K +$62K +500 New
LWA
587
Lowe Wealth Advisors
Maryland
$61K
RFA
588
Reilly Financial Advisors
California
$54K
AW
589
Alpha Windward
Massachusetts
$53K
AIS
590
Accurate Investment Solutions
Pennsylvania
$53K
SF
591
Synovus Financial
Georgia
$50K
ST
592
Smithfield Trust
Pennsylvania
$50K
DWA
593
Dougherty Wealth Advisers
Minnesota
$50K
GAM
594
Gemmer Asset Management
California
$48K
Group One Trading
595
Group One Trading
Illinois
$48K +$48K +389 New
CIA
596
CSat Investment Advisory
Michigan
$46K +$2.5K +20 +6%
GWS
597
Glassman Wealth Services
Virginia
$44K
PB
598
Pinnacle Bancorp
Nebraska
$44K
AIC
599
Ameritas Investment Company
Nebraska
$44K +$44K +353 New
BWM
600
Baystate Wealth Management
Massachusetts
$42K -$8.15K -65 -16%