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Broadridge

709 hedge funds and large institutions have $9.32B invested in Broadridge in 2018 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 209 increasing their positions, 278 reducing their positions, and 103 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $17.1M | Put options by funds: $13.1M

9% less first-time investments, than exits

New positions opened: 94 | Existing positions closed: 103

1.41% less ownership

Funds ownership: 84.92%83.51% (-1.4%)

2% less funds holding

Funds holding: 726709 (-17)

25% less repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 278

28% less capital invested

Capital invested by funds: $13B → $9.32B (-$3.68B)

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
709
Holders Change
-17
Holders Change %
-2.34%
% of All Funds
15.8%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.09%
New
94
Increased
209
Reduced
278
Closed
103
Calls
$17.1M
Puts
$13.1M
Net Calls
+$3.98M
Net Calls Change
-$13.1M
Name Holding Trade Value Shares
Change
Change in
Stake
RFA
576
Reilly Financial Advisors
California
$42K
AIS
577
Accurate Investment Solutions
Pennsylvania
$41K
CI
578
CX Institutional
Indiana
$41K +$45.8K +423 New
ST
579
Smithfield Trust
Pennsylvania
$39K -$180K -1,661 -81%
1832 Asset Management
580
1832 Asset Management
Ontario, Canada
$39K +$43.3K +400 New
W
581
WealthOne
New York
$39K +$43.3K +400 New
DWA
582
Dougherty Wealth Advisers
Minnesota
$39K +$43.6K +403 New
LFA
583
Legacy Financial Advisors
Kentucky
$37K +$2.17K +20 +5%
ZB
584
Zions Bancorporation
Utah
$37K +$35.5K +328 +566%
AIC
585
Ameritas Investment Company
Nebraska
$37K +$41.7K +385 New
AW
586
Alpha Windward
Massachusetts
$36K
CLOS
587
Compagnie Lombard Odier SCmA
Switzerland
$36K
Schroder Investment Management Group
588
Schroder Investment Management Group
United Kingdom
$35.2K +$12.7M +116,943 +47%
GWS
589
Glassman Wealth Services
Virginia
$34K
FC
590
Ferris Capital
Massachusetts
$34K +$2.17K +20 +6%
PB
591
Pinnacle Bancorp
Nebraska
$34K +$38.3K +354 New
Fuller & Thaler Asset Management
592
Fuller & Thaler Asset Management
California
$33K -$24.3M -224,591 -100%
MSA
593
Marino Stram & Associates
Massachusetts
$33K +$108 +1 +0.3%
BHWM
594
Bay Harbor Wealth Management
Maryland
$33K +$36.6K +338 New
GLI
595
Guardian Life Insurance
New York
$32K +$433 +4 +1%
SLF
596
Sun Life Financial
Ontario, Canada
$31K
GWM
597
Geneos Wealth Management
Colorado
$31K +$108 +1 +0.3%
MWA
598
Meridian Wealth Advisors
Texas
$30K +$34K +314 New
KA
599
Kaizen Advisory
Illinois
$29K +$1.41K +13 +4%
BL
600
Balentine LLC
Georgia
$28K

BR Hedge Fund Activity: Q4 2018 in Review

709 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q4 2018, worth a combined $9.32B — down 28% from $13B a quarter earlier.

Sellers outnumbered buyers: 103 funds closed out of BR and 94 opened new positions — a net loss of 9 holders — while 278 trimmed existing stakes and 209 added.

The largest buyer was VOYA Investment Management, adding an estimated $111M. The largest seller was Morgan Stanley, cutting an estimated $184M.

  • 709 institutional investors held Broadridge (BR) as of Q4 2018, down from 726 in Q3 2018.
  • Funds reported $9.32B of Broadridge stock for Q4 2018, down 28% quarter-over-quarter.
  • 94 funds opened new Broadridge positions in Q4 2018 and 103 closed out, a net change of -9 holders.
  • The largest Broadridge buyer in Q4 2018 was VOYA Investment Management, an estimated $111M added.
  • The largest Broadridge seller in Q4 2018 was Morgan Stanley, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2018.