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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
VWM
576
Venturi Wealth Management
Texas
$635K
GWM
577
Gibbs Wealth Management
Georgia
$635K
UW
578
Unique Wealth
Florida
$634K
RT
579
Rockland Trust
Massachusetts
$629K
PCIA
580
Prime Capital Investment Advisors
Kansas
$628K
GLA
581
Great Lakes Advisors
Illinois
$626K
EWM
582
Empirical Wealth Management
Washington
$618K
ECM
583
Everence Capital Management
Indiana
$618K
BMWM
584
Brown Miller Wealth Management
Virginia
$617K
SC
585
Syon Capital
California
$611K
SRC
586
Shufro Rose & Co
New York
$606K
HFM
587
Harvest Fund Management
China
$606K
CSPIA
588
Cary Street Partners Investment Advisory
Virginia
$600K
FHC
589
First Heartland Consultants
Missouri
$598K
MA
590
Mutual Advisors
Nebraska
$596K
AFG
591
Albion Financial Group
Utah
$590K
AAM
592
AMI Asset Management
California
$590K
NG
593
Norden Group
Utah
$588K
EI
594
Ellevest Inc
New York
$587K
SAM
595
Sompo Asset Management
Japan
$586K
OPOWM
596
One Plus One Wealth Management
Florida
$580K
SB
597
Simmons Bank
Arkansas
$577K
ATC
598
Argent Trust Co
Tennessee
$577K
RCAG
599
Rehmann Capital Advisory Group
Michigan
$572K
CPIG
600
Chicago Partners Investment Group
Illinois
$572K