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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
+$29.8M
2
Renaissance Technologies
Renaissance Technologies
New York
+$28.5M
3
AAM
AMI Asset Management
California
+$24.7M
4
SAM
Sawgrass Asset Management
Florida
+$21.9M
5
State Street
State Street
Massachusetts
+$19.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$141M
2
RCM
Riverhead Capital Management
Delaware
-$53.7M
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$41.1M
4
AI
Analytic Investors
California
-$38.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$38.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
VCM
526
Versant Capital Management
Arizona
$2K +$800 +12 +67%
PFG
527
Piershale Financial Group
Illinois
$2K +$2K +24 New
SWA
528
Sutton Wealth Advisors
Florida
$1.63K – – –
DPA
529
Delphi Private Advisors
California
$1K – – –
CHP
530
Cable Hill Partners
Oregon
$1K +$1K +10 New
SIC
531
Salem Investment Counselors
North Carolina
$102 +$102 +150 New
Lord, Abbett & Co
532
Lord, Abbett & Co
New Jersey
– -$8.34M -127,900 Closed
TAM
533
Third Avenue Management
New York
– -$3.64M -55,866 Closed
CM
534
Castleark Management
Illinois
– -$3.54M -54,299 Closed
QIM
535
Quantitative Investment Management
Virginia
– -$1.84M -28,200 Closed
TCM
536
Twin Capital Management
Pennsylvania
– -$1.74M -26,628 Closed
Wealth Enhancement Advisory Services
537
Wealth Enhancement Advisory Services
Minnesota
– -$1.45M -22,259 Closed
Korea Investment Corp
538
Korea Investment Corp
South Korea
– -$1.43M -22,000 Closed
Bank of Nova Scotia
539
Bank of Nova Scotia
Ontario, Canada
– -$1.41M -21,690 Closed
NI
540
Numeric Investors
Massachusetts
– -$1.05M -16,100 Closed
GCA
541
Gideon Capital Advisors
New York
– -$962K -14,753 Closed
Voloridge Investment Management
542
Voloridge Investment Management
Florida
– -$649K -9,952 Closed
TG
543
TLP Group
Illinois
– -$594K -9,118 Closed
SM
544
Sciencast Management
New Jersey
– -$522K -8,000 Closed
B
545
Barings
North Carolina
– -$519K -7,960 Closed
SCM
546
Sterling Capital Management
North Carolina
– -$504K -7,730 Closed
AT
547
Arden Trust
Delaware
– -$355 -5,448 Closed
JIP
548
Jaffetilchin Investment Partners
Florida
– -$354K -5,433 Closed
D.E. Shaw & Co
549
D.E. Shaw & Co
New York
– -$269K -4,119 Closed
TNBTD
550
Trustmark National Bank Trust Department
Mississippi
– -$245K -3,755 Closed
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