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Broadridge

1,131 hedge funds and large institutions have $23.9B invested in Broadridge in 2025 Q4 according to their latest regulatory filings, with 136 funds opening new positions, 362 increasing their positions, 437 reducing their positions, and 89 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 136 | Existing positions closed: 89

25% more call options, than puts

Call options by funds: $19.2M | Put options by funds: $15.4M

3% more funds holding

Funds holding: 1,1031,131 (+28)

1.58% more ownership

Funds ownership: 90.19%91.77% (+1.6%)

5% less capital invested

Capital invested by funds: $25.1B → $23.9B (-$1.21B)

17% less repeat investments, than reductions

Existing positions increased: 362 | Existing positions reduced: 437

60% less funds holding in top 10

Funds holding in top 10: 52 (-3)

Holders
1,131
Holders Change
+28
Holders Change %
+2.54%
% of All Funds
13.76%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.02%
New
136
Increased
362
Reduced
437
Closed
89
Calls
$19.2M
Puts
$15.4M
Net Calls
+$3.78M
Net Calls Change
+$37.1M
Name Holding Trade Value Shares
Change
Change in
Stake
O
501
Ossiam
France
$930K -$926K -4,062 -49%
Connor, Clark & Lunn Investment Management (CC&L)
502
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$909K -$6.73M -29,529 -88%
LA
503
LVW Advisors
New York
$906K -$268K -1,174 -22%
BFO
504
Biltmore Family Office
North Carolina
$903K +$3.42K +15 +0.4%
KFA
505
Kelleher Financial Advisors
New York
$894K
BO
506
Bank OZK
Arkansas
$893K
CBA
507
Coastal Bridge Advisors
Connecticut
$892K -$2.96K -13 -0.3%
NDSIB
508
North Dakota State Investment Board
North Dakota
$892K +$911K +3,996 New
OC
509
Oppenheimer & Co
New York
$884K +$7.75K +34 +0.9%
EF
510
Empirical Finance
Pennsylvania
$879K -$39.2K -172 -4%
WF
511
Welch & Forbes
Massachusetts
$870K -$17.1K -75 -2%
DTL
512
Dynamic Technology Lab
Singapore
$868K -$126K -553 -12%
TCM
513
Tributary Capital Management
Nebraska
$868K -$28.3K -124 -3%
EWM
514
Empirical Wealth Management
Washington
$866K +$293K +1,286 +50%
DIP
515
DT Investment Partners
Pennsylvania
$864K
VT
516
Vise Technologies
New York
$862K +$143K +628 +19%
Jane Street
517
Jane Street
New York
$861K -$19.3M -84,541 -96%
CL
518
Choreo LLC
Illinois
$855K -$95.1K -417 -10%
JCM
519
Jacobi Capital Management
Pennsylvania
$847K +$217K +952 +33%
SWIM
520
Smallwood Wealth Investment Management
New Jersey
$840K +$2.51K +11 +0.3%
TSWM
521
Triangle Securities Wealth Management
North Carolina
$838K +$59.3K +260 +7%
LRWM
522
Lord & Richards Wealth Management
Colorado
$837K -$555K -2,434 -39%
NMIMC
523
Northwestern Mutual Investment Management Company
Wisconsin
$832K -$684 -3 -0.1%
BFS
524
Bradley Foster & Sargent
Connecticut
$820K
AI
525
Accredited Investors
Minnesota
$816K +$19.2K +84 +2%