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Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SB
476
Simmons Bank
Arkansas
$327K -$86.5K -695 -21%
SP
477
Symmetry Partners
Connecticut
$327K -$23.5K -189 -7%
QI
478
QS Investors
New York
$324K – – –
EAM
479
Eukles Asset Management
Ohio
$323K +$1.62K +13 +0.5%
RMC
480
Resources Management Corp
Connecticut
$323K +$323K +2,594 New
SS
481
Simplicity Solutions
Minnesota
$322K -$259K -2,082 -45%
EWM
482
Evercore Wealth Management
New York
$322K -$5.48K -44 -2%
QCG
483
Quadrant Capital Group
Ohio
$320K -$10.8K -90 -3%
RIM
484
Rampart Investment Management
Connecticut
$314K -$26K -209 -8%
GCA
485
Gideon Capital Advisors
New York
$314K +$314K +2,521 New
AIM
486
Axiom Investment Management
New York
$313K -$2.79M -22,707 -90%
CWS
487
Cypress Wealth Services
California
$313K – – –
TAM
488
Tiverton Asset Management
Delaware
$310K – – –
Jane Street
489
Jane Street
New York
$300K -$714K -5,741 -70%
P
490
Pitcairn
Pennsylvania
$299K -$44.2K -355 -13%
AAM
491
Aureus Asset Management
Massachusetts
$296K – – –
SSA
492
Schonfeld Strategic Advisors
New York
$293K +$293K +2,352 New
MAFM
493
Mid Atlantic Financial Management
Pennsylvania
$290K -$8.09K -65 -3%
PWLP
494
Prio Wealth Limited Partnership
Massachusetts
$289K – – –
CPA
495
Court Place Advisors
Maryland
$288K – – –
CCM
496
Crabel Capital Management
California
$287K +$287K +2,304 New
ZIC
497
ZWJ Investment Counsel
Georgia
$286K – – –
MWM
498
Mission Wealth Management
California
$284K +$747 +6 +0.3%
DCM
499
Donaldson Capital Management
Indiana
$283K +$29.7K +239 +12%
HCM
500
Hudson Capital Management
New Jersey
$281K – – –
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