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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
$38.3M
2
Renaissance Technologies
Renaissance Technologies
New York
$28.5M
3
AAM
AMI Asset Management
California
$24.7M
4
SAM
Sawgrass Asset Management
Florida
$22.8M
5
State Street
State Street
Massachusetts
$292M

Top Sellers

1
Wells Fargo
Wells Fargo
California
$68.5M
2
RCM
Riverhead Capital Management
Delaware
$758K
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
$44.6M
4
AI
Analytic Investors
California
$32.5M
5
VNIM
Vaughan Nelson Investment Management
Texas
$75M
Name Holding Trade Value Shares
Change 		Shares
Change %
AssetMark Inc
476
AssetMark Inc
California
$17K +$17K +244 New
BAM
477
Bruderman Asset Management
New York
$17K +$17K +248 New
TF
478
Tompkins Financial
New York
$16K – – –
KT
479
Kanaly Trust
Texas
$16K +$4.44K +66 +38%
VOYA Investment Management
480
VOYA Investment Management
Georgia
$15.5K +$4.16K +61,376 +37%
Twin Tree Management
481
Twin Tree Management
Texas
$15K -$420K -6,363 -97%
BAM
482
Brave Asset Management
New Jersey
$15K – – –
BC
483
Bartlett & Co
Ohio
$15K – – –
Lazard Asset Management
484
Lazard Asset Management
New York
$15K +$5K +78 +50%
WIC
485
Woodmont Investment Counsel
Tennessee
$15K +$15K +222 New
EFSCE
486
Enterprise Financial Services Corp (EFSC)
Missouri
$14K – – –
CB
487
Community Bank
New York
$14K – – –
LNB
488
Ledyard National Bank
$14K – – –
WCBA
489
Weaver C. Barksdale & Associates
Tennessee
$14K – – –
HI
490
Hudock Inc
Pennsylvania
$14K – – –
TCM
491
Tradewinds Capital Management
Washington
$14K – – –
FPFS
492
First Personal Financial Services
North Carolina
$13K -$8.92K -127 -41%
HPBT
493
High Point Bank & Trust
North Carolina
$13K – – –
BBHC
494
Brown Brothers Harriman & Co
New York
$13K – – –
FPB
495
First PREMIER Bank
South Dakota
$13K – – –
GBT
496
Grove Bank & Trust
Florida
$13K +$13K +185 New
National Pension Service
497
National Pension Service
South Korea
$13K +$13K +193 New
ED
498
Exane Derivatives
France
$11.1K – – –
HIM
499
Hillsdale Investment Management
Ontario, Canada
$10K – – –
TWA
500
TCI Wealth Advisors
Arizona
$10K +$2.04K +29 +26%
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