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Broadridge

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 30

7% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 122

0% more funds holding

Funds holding: 350351 (+1)

0.57% less ownership

Funds ownership: 88.02%87.45% (-0.57%)

5% less capital invested

Capital invested by funds: $4.09B → $3.9B (-$188M)

40% less funds holding in top 10

Funds holding in top 10: 106 (-4)

58% less call options, than puts

Call options by funds: $976K | Put options by funds: $2.3M

Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
KAM
26
Keeley Asset Management
Illinois
$36.9M -$27.4M -731,811 -42%
Prudential Financial
27
Prudential Financial
New Jersey
$31.9M +$17.9M +476,900 +125%
Wells Fargo
28
Wells Fargo
California
$30.7M +$1.79M +47,824 +6%
Diamond Hill Capital Management
29
Diamond Hill Capital Management
Ohio
$30.3M +$156K +4,170 +0.5%
BTS
30
BB&T Securities
Virginia
$30.1M +$236K +6,305 +8%
Fuller & Thaler Asset Management
31
Fuller & Thaler Asset Management
California
$28.7M +$6.06M +161,600 +26%
Ameriprise
32
Ameriprise
Minnesota
$27.7M +$289K +7,697 +1%
CIM
33
Confluence Investment Management
Missouri
$27.5M -$4.79M -127,612 -15%
Robeco Institutional Asset Management
34
Robeco Institutional Asset Management
Netherlands
$26.6M +$14.4M +383,280 +115%
RA
35
Royce & Associates
New York
$25.8M -$86.2K -2,300 -0.3%
Thrivent Financial for Lutherans
36
Thrivent Financial for Lutherans
Minnesota
$25.4M +$13.8M +367,230 +116%
Acadian Asset Management
37
Acadian Asset Management
Massachusetts
$24.6M +$321K +8,563 +1%
Geode Capital Management
38
Geode Capital Management
Massachusetts
$22.1M -$1.86M -49,491 -8%
CCP
39
Clarkston Capital Partners
Michigan
$22M +$11.9M +318,030 +116%
LAM
40
Lapides Asset Management
Connecticut
$21.5M
BCA
41
Bernzott Capital Advisors
California
$20.4M -$323K -8,625 -2%
BG
42
BlackRock Group
United Kingdom
$19.9M +$6.6M +175,917 +49%
BlackRock
43
BlackRock
New York
$19.7M +$9.37M +249,825 +89%
AQR Capital Management
44
AQR Capital Management
Connecticut
$18.9M +$1.4M +37,300 +8%
CC
45
Chubb Corp
New Jersey
$18.8M
Legal & General Group
46
Legal & General Group
United Kingdom
$17.6M +$56.6K +1,510 +0.3%
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$17.5M -$1.8M -47,910 -9%
GT
48
Greenleaf Trust
Michigan
$16.5M +$475K +12,656 +3%
CFB
49
Cullen/Frost Bankers
Texas
$15.2M +$835K +22,274 +6%
Goldman Sachs
50
Goldman Sachs
New York
$15.1M +$2.04M +54,336 +15%

BR Hedge Fund Activity: Q1 2014 in Review

351 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q1 2014, worth a combined $3.9B — down 4.6% from $4.09B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BR positions and 30 closed out — a net gain of 3 holders — while 130 added to existing stakes and 122 trimmed.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $39.2M. The largest seller was Bank of New York Mellon, cutting an estimated $93.1M.

  • 351 institutional investors held Broadridge (BR) as of Q1 2014, up from 350 in Q4 2013.
  • Funds reported $3.9B of Broadridge stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 33 funds opened new Broadridge positions in Q1 2014 and 30 closed out, a net change of +3 holders.
  • The largest Broadridge buyer in Q1 2014 was Cramer Rosenthal McGlynn, an estimated $39.2M added.
  • The largest Broadridge seller in Q1 2014 was Bank of New York Mellon, an estimated $93.1M sold.

Based on aggregated 13F filings for Q1 2014.