BR icon

Broadridge
BR

Overview Fund Activity

316 hedge funds and large institutions have $3.33B invested in Broadridge in 2013 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 103 increasing their positions, 107 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
316
Holders Change
+34
Holders Change %
+12.06%
% of All Funds
10.25%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
49
Increased
103
Reduced
107
Closed
11
Calls
$5.87M
Puts
$3.83M
Net Calls
+$2.04M
Net Calls Change
+$1.51M

Top Buyers

1
VOYA Investment Management
1
VOYA Investment Management
Georgia
$38.2M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$255M
3
ACH
3
ArrowMark Colorado Holdings
Colorado
$23.6M
4
SAM
4
Southernsun Asset Management
Tennessee
$130M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$15.5M

Top Sellers

1
JHIU
1
Janus Henderson Investors US
Colorado
$121M
2
Artisan Partners
2
Artisan Partners
Wisconsin
$155M
3
KeyBank National Association
3
KeyBank National Association
Ohio
$0
4
CS
4
Cannell & Spears
New York
$307K
5
FPP
5
Findlay Park Partners
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Northern Trust
26
Northern Trust
Illinois
$33.7M -$512K -16,128 -1%
Wells Fargo
27
Wells Fargo
California
$30.1M +$833K +26,235 +3%
Ameriprise
28
Ameriprise
Minnesota
$28.2M +$677K +21,318 +2%
CIM
29
Confluence Investment Management
Missouri
$26.1M +$1.95M +61,290 +8%
LAM
30
Lapides Asset Management
Connecticut
$25.4M -$1.55M -48,700 -6%
BTS
31
BB&T Securities
Virginia
$23.7M +$2.16M +6,819 +10%
Deutsche Bank
32
Deutsche Bank
Germany
$23.7M +$12.5M +392,812 +111%
ACH
33
ArrowMark Colorado Holdings
Colorado
$23.6M +$23.6M +742,300 New
TCIM
34
TIAA CREF Investment Management
New York
$22.7M -$866K -27,281 -4%
RA
35
Royce & Associates
New York
$22.1M -$9.53K -300 -0%
Fuller & Thaler Asset Management
36
Fuller & Thaler Asset Management
California
$19.9M -$3.98M -125,200 -17%
CCMLC
37
Cardinal Capital Management LLC (Connecticut)
Connecticut
$17.6M -$9.46M -298,010 -35%
BCA
38
Bernzott Capital Advisors
California
$17.5M -$88.6K -2,790 -0.5%
CC
39
Chubb Corp
New Jersey
$17.5M – – –
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$17.3M -$2.79M -87,810 -14%
TAM
41
Third Avenue Management
New York
$17.3M -$8.85M -278,800 -34%
Geode Capital Management
42
Geode Capital Management
Massachusetts
$16.8M +$898K +28,287 +6%
Natixis Advisors
43
Natixis Advisors
Massachusetts
$16.1M -$194K -6,117 -1%
Renaissance Technologies
44
Renaissance Technologies
New York
$15.5M +$15.5M +488,000 New
Citadel Advisors
45
Citadel Advisors
Florida
$15M -$3.53M -111,261 -19%
Legal & General Group
46
Legal & General Group
United Kingdom
$15M +$207K +6,508 +1%
GT
47
Greenleaf Trust
Michigan
$13.8M +$723K +22,762 +6%
CFB
48
Cullen/Frost Bankers
Texas
$13.6M -$20.2K -637 -0.1%
New York State Common Retirement Fund
49
New York State Common Retirement Fund
New York
$13.2M -$1.83M -57,500 -12%
AQR Capital Management
50
AQR Capital Management
Connecticut
$11.7M -$2.99M -94,029 -20%
1
2
3 4 5