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Broadridge

853 hedge funds and large institutions have $18.8B invested in Broadridge in 2023 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 290 increasing their positions, 324 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more first-time investments, than exits

New positions opened: 86 | Existing positions closed: 38

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

36% more call options, than puts

Call options by funds: $24.7M | Put options by funds: $18.1M

8% more capital invested

Capital invested by funds: $17.5B → $18.8B (+$1.37B)

4% more funds holding

Funds holding: 817853 (+36)

0.79% less ownership

Funds ownership: 89.75%88.96% (-0.79%)

10% less repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 324

Holders
853
Holders Change
+36
Holders Change %
+4.41%
% of All Funds
13.54%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.14%
New
86
Increased
290
Reduced
324
Closed
38
Calls
$24.7M
Puts
$18.1M
Net Calls
+$6.59M
Net Calls Change
+$79.8M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
451
Tributary Capital Management
Nebraska
$771K +$54K +305 +8%
APF
452
Alaska Permanent Fund
Alaska
$770K -$2.86M -16,130 -79%
GWMI
453
Guardian Wealth Management (Illinois)
Illinois
$767K -$19.1K -108 -2%
DIP
454
DT Investment Partners
Pennsylvania
$765K
AAS
455
Avantax Advisory Services
Texas
$758K -$12.9K -73 -2%
KRSITF
456
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$752K -$5.84K -33 -0.8%
RWA
457
Ropes Wealth Advisors
Massachusetts
$743K -$31.2K -176 -4%
SF
458
Summit Financial
New Jersey
$740K -$13.6K -77 -2%
PAG
459
Private Advisor Group
New Jersey
$736K -$6.2K -35 -0.8%
TW
460
TrinityPoint Wealth
Connecticut
$732K +$177 +1 +0%
TFA
461
Teamwork Financial Advisors
Texas
$721K +$15.9K +90 +2%
DF
462
Donoghue Forlines
Massachusetts
$720K +$712K +4,022 New
BFO
463
Biltmore Family Office
North Carolina
$719K
ECAM
464
East Coast Asset Management
Massachusetts
$719K
BO
465
Bank OZK
Arkansas
$716K
EF
466
Empirical Finance
Pennsylvania
$707K +$70.7K +399 +11%
SP
467
Symmetry Partners
Connecticut
$692K -$78.3K -442 -10%
Caisse de Depot et Placement du Quebec (CDPQ)
468
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$684K +$334K +1,884 +97%
LCWP
469
Legacy Capital Wealth Partners
Arkansas
$671K +$663K +3,746 New
IEFM
470
IQ EQ Fund Management
Ireland
$668K
NMIMC
471
Northwestern Mutual Investment Management Company
Wisconsin
$668K +$1.42K +8 +0.2%
QCG
472
Quadrant Capital Group
Ohio
$664K +$12.9K +73 +2%
CMA
473
Cedar Mountain Advisors
Oregon
$657K -$12.2K -69 -2%
EAM
474
Eukles Asset Management
Ohio
$655K +$6.2K +35 +1%
TPCW
475
TD Private Client Wealth
New York
$654K +$19.7K +111 +3%

BR Hedge Fund Activity: Q3 2023 in Review

853 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2023, worth a combined $18.8B — up 7.8% from $17.5B a quarter earlier.

Buyers outnumbered sellers: 86 funds opened new BR positions and 38 closed out — a net gain of 48 holders — while 290 added to existing stakes and 324 trimmed.

The largest buyer was Stifel Financial, adding an estimated $258M. The largest seller was Morgan Stanley, cutting an estimated $168M.

  • 853 institutional investors held Broadridge (BR) as of Q3 2023, up from 817 in Q2 2023.
  • Funds reported $18.8B of Broadridge stock for Q3 2023, up 7.8% quarter-over-quarter.
  • 86 funds opened new Broadridge positions in Q3 2023 and 38 closed out, a net change of +48 holders.
  • The largest Broadridge buyer in Q3 2023 was Stifel Financial, an estimated $258M added.
  • The largest Broadridge seller in Q3 2023 was Morgan Stanley, an estimated $168M sold.

Based on aggregated 13F filings for Q3 2023.