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Broadridge

738 hedge funds and large institutions have $13.1B invested in Broadridge in 2020 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 243 increasing their positions, 280 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
738
Holders Change
+24
Holders Change %
+3.36%
% of All Funds
14.93%
Holding in Top 10
11
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-26.67%
% of All Funds
0.22%
New
76
Increased
243
Reduced
280
Closed
47
Calls
$18.3M
Puts
$10.6M
Net Calls
+$7.7M
Net Calls Change
+$53.2M
Name Holding Trade Value Shares
Change
Shares
Change %
SI
451
Stephens Inc
Arkansas
$580K -$22.1K -167 -4%
UH
452
Unigestion Holding
Switzerland
$580K +$580K +4,400 New
CLOS
453
Compagnie Lombard Odier SCmA
Switzerland
$577K -$45.8K -347 -7%
Neuberger Berman Group
454
Neuberger Berman Group
New York
$576K -$4.7K -36 -0.8%
UCFA
455
United Capital Financial Advisors
Texas
$575K -$95.9K -726 -14%
AI
456
Accredited Investors
Minnesota
$567K
OPPTF
457
OPSEU Pension Plan Trust Fund
Ontario, Canada
$560K +$6K +45 +1%
FAAS
458
First Allied Advisory Services
California
$554K +$18.1K +137 +3%
ACP
459
Ashfield Capital Partners
California
$550K
TAM
460
Tocqueville Asset Management
New York
$548K
Nomura Holdings
461
Nomura Holdings
Japan
$546K -$149K -1,127 -21%
DCM
462
Donaldson Capital Management
Indiana
$546K +$22.8K +173 +4%
WP
463
WealthSource Partners
California
$545K +$264 +2 +0%
FHC
464
First Horizon Corporation
Tennessee
$544K +$544K +4,124 New
CGL
465
Clarius Group LLC
Washington
$543K +$26K +197 +5%
CTC
466
Central Trust Company
Missouri
$534K +$8.31K +63 +2%
RWA
467
Ropes Wealth Advisors
Massachusetts
$533K
BFO
468
Biltmore Family Office
North Carolina
$530K
BO
469
Bank OZK
Arkansas
$528K
LOAME
470
Lombard Odier Asset Management (Europe)
United Kingdom
$502K +$502K +3,801 New
VAS
471
Vestmark Advisory Solutions
Massachusetts
$496K -$137K -1,040 -22%
SWM
472
SeaCrest Wealth Management
New York
$495K +$14.4K +109 +3%
IRF
473
IBM Retirement Fund
New York
$491K +$138K +1,044 +39%
CI
474
Cigna Investments
Connecticut
$488K -$3.43K -26 -0.7%
WA
475
Wambolt & Associates
Colorado
$485K +$21.1K +160 +5%