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Broadridge

709 hedge funds and large institutions have $9.32B invested in Broadridge in 2018 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 209 increasing their positions, 278 reducing their positions, and 103 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $17.1M | Put options by funds: $13.1M

9% less first-time investments, than exits

New positions opened: 94 | Existing positions closed: 103

1.41% less ownership

Funds ownership: 84.92%83.51% (-1.4%)

2% less funds holding

Funds holding: 726709 (-17)

25% less repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 278

28% less capital invested

Capital invested by funds: $13B → $9.32B (-$3.68B)

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
709
Holders Change
-17
Holders Change %
-2.34%
% of All Funds
15.8%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.09%
New
94
Increased
209
Reduced
278
Closed
103
Calls
$17.1M
Puts
$13.1M
Net Calls
+$3.98M
Net Calls Change
-$13.1M
Name Holding Trade Value Shares
Change
Change in
Stake
HS
451
HighVista Strategies
Massachusetts
$327K +$368K +3,400 New
DWM
452
Dakota Wealth Management
Florida
$326K
RWA
453
Ropes Wealth Advisors
Massachusetts
$326K
V
454
Veritable
Delaware
$326K +$19.7K +182 +6%
PMFA
455
Plante Moran Financial Advisors
Michigan
$320K -$2.27K -21 -0.6%
BUB
456
BBVA USA Bancshares
Texas
$320K +$8.23K +76 +2%
SWM
457
SeaCrest Wealth Management
New York
$319K -$12.7K -117 -3%
MMPW
458
Mitchell McLeod Pugh & Williams
Alabama
$310K -$2.71K -25 -0.8%
FANJ
459
Financial Architects (New Jersey)
New Jersey
$310K
CMANY
460
Capital Management Associates (New York)
New York
$308K -$8.12K -75 -2%
DBRC
461
D.B. Root & Company
Pennsylvania
$308K
RIM
462
Redpoint Investment Management
Australia
$307K -$44K -406 -11%
MERSOM
463
Municipal Employees' Retirement System of Michigan
Michigan
$301K +$339K +3,130 New
QCG
464
Quadrant Capital Group
Ohio
$300K +$217K +2,000 +169%
TAM
465
Tocqueville Asset Management
New York
$294K -$611K -5,642 -65%
EGM
466
Engineers Gate Manager
New York
$294K +$331K +3,059 New
P
467
Pitcairn
Pennsylvania
$290K -$41.6K -384 -11%
HWA
468
Heritage Wealth Advisors
Virginia
$289K -$97K -896 -23%
BS
469
Bessemer Securities
New York
$289K +$325K +3,000 New
BFA
470
Beaumont Financial Advisors
Massachusetts
$288K -$37.9K -350 -10%
FAAS
471
First Allied Advisory Services
California
$287K -$10.8K -100 -3%
AR
472
Advisory Research
Illinois
$287K +$77.7K +718 +32%
SB
473
Simmons Bank
Arkansas
$287K +$133K +1,224 +70%
SWA
474
Stratos Wealth Advisors
Ohio
$276K +$310K +2,864 New
BEAM
475
Baker Ellis Asset Management
Washington
$274K

BR Hedge Fund Activity: Q4 2018 in Review

709 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q4 2018, worth a combined $9.32B — down 28% from $13B a quarter earlier.

Sellers outnumbered buyers: 103 funds closed out of BR and 94 opened new positions — a net loss of 9 holders — while 278 trimmed existing stakes and 209 added.

The largest buyer was VOYA Investment Management, adding an estimated $111M. The largest seller was Morgan Stanley, cutting an estimated $184M.

  • 709 institutional investors held Broadridge (BR) as of Q4 2018, down from 726 in Q3 2018.
  • Funds reported $9.32B of Broadridge stock for Q4 2018, down 28% quarter-over-quarter.
  • 94 funds opened new Broadridge positions in Q4 2018 and 103 closed out, a net change of -9 holders.
  • The largest Broadridge buyer in Q4 2018 was VOYA Investment Management, an estimated $111M added.
  • The largest Broadridge seller in Q4 2018 was Morgan Stanley, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2018.