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Broadridge

819 hedge funds and large institutions have $18.5B invested in Broadridge in 2021 Q4 according to their latest regulatory filings, with 106 funds opening new positions, 297 increasing their positions, 255 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more first-time investments, than exits

New positions opened: 106 | Existing positions closed: 64

62% more call options, than puts

Call options by funds: $17.6M | Put options by funds: $10.8M

16% more repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 255

10% more capital invested

Capital invested by funds: $16.8B → $18.5B (+$1.71B)

4% more funds holding

Funds holding: 786819 (+33)

0.13% more ownership

Funds ownership: 87.45%87.58% (+0.13%)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
819
Holders Change
+33
Holders Change %
+4.2%
% of All Funds
12.6%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
106
Increased
297
Reduced
255
Closed
64
Calls
$17.6M
Puts
$10.8M
Net Calls
+$6.75M
Net Calls Change
+$3.78M
Name Holding Trade Value Shares
Change
Change in
Stake
GWMI
426
Guardian Wealth Management (Illinois)
Illinois
$899K +$864K +4,916 New
JIC
427
Johnson Investment Counsel
Ohio
$898K
VPIM
428
Vanguard Personalized Indexing Management
California
$890K +$393K +2,236 +85%
UB
429
UMB Bank
Missouri
$886K +$853K +4,851 New
SP
430
Symmetry Partners
Connecticut
$878K
CGL
431
Clarius Group LLC
Washington
$835K +$25K +142 +3%
HKAM
432
Horizon Kinetics Asset Management
New York
$834K
AIL
433
AGF Investments LLC
Ontario, Canada
$829K +$172K +980 +28%
KFA
434
Kelleher Financial Advisors
New York
$822K -$1.01M -5,730 -56%
EMG
435
ETF Managers Group
New Jersey
$820K +$37.4K +213 +5%
HLOC
436
H.L. Ormond & Company
North Carolina
$807K +$954K +5,425 New
CCP
437
Clarkston Capital Partners
Michigan
$804K -$43.9K -250 -5%
FHA
438
First Horizon Advisors
Tennessee
$798K +$97.4K +554 +15%
ECAM
439
East Coast Asset Management
Massachusetts
$795K -$220K -1,250 -22%
AI
440
Accredited Investors
Minnesota
$785K
CT
441
Cambridge Trust
Massachusetts
$783K +$325K +1,850 +76%
SAM
442
Strategy Asset Managers
California
$770K -$306K -1,741 -29%
WP
443
WealthSource Partners
California
$769K +$6.5K +37 +0.9%
SWM
444
SeaCrest Wealth Management
New York
$765K +$24.1K +137 +3%
RWA
445
Ropes Wealth Advisors
Massachusetts
$761K
CWM
446
CIBC World Markets
New York
$760K -$421K -2,393 -37%
SLAM
447
Swiss Life Asset Management
$760K -$1.37M -7,812 -65%
IWC
448
Integrated Wealth Concepts
Massachusetts
$753K +$8.26K +47 +1%
Renaissance Technologies
449
Renaissance Technologies
New York
$750K -$55.9M -318,300 -99%
PSUF
450
People's United Financial
Connecticut
$744K -$149K -850 -17%