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Broadridge
BR

Overview Fund Activity

695 hedge funds and large institutions have $9.34B invested in Broadridge in 2020 Q1 according to their latest regulatory filings, with 62 funds opening new positions, 270 increasing their positions, 237 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
695
Holders Change
-54
Holders Change %
-7.21%
% of All Funds
15.35%
Holding in Top 10
12
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+20%
% of All Funds
0.27%
New
62
Increased
270
Reduced
237
Closed
107
Calls
$23.9M
Puts
$64.1M
Net Calls
-$40.2M
Net Calls Change
-$47.3M

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$61.2M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$52.5M
3
CVA
Ceredex Value Advisors
Florida
+$48.1M
4
Citadel Advisors
Citadel Advisors
Florida
+$44.7M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$34M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$161M
2
Artisan Partners
Artisan Partners
Wisconsin
-$121M
3
Deutsche Bank
Deutsche Bank
Germany
-$52.6M
4
Bessemer Group
Bessemer Group
New Jersey
-$43M
5
BlackRock
BlackRock
New York
-$41.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
426
Wealth Alliance
New York
$455K +$455K +4,794 New
SI
427
Stephens Inc
Arkansas
$452K +$127K +1,338 +39%
CLOS
428
Compagnie Lombard Odier SCmA
Switzerland
$447K +$32.9K +347 +8%
CAAS
429
Capital Asset Advisory Services
Michigan
$442K -$145K -1,269 -25%
DIP
430
DT Investment Partners
Pennsylvania
$441K – – –
HNB
431
Huntington National Bank
Ohio
$440K -$2.75K -29 -0.6%
HKAM
432
Horizon Kinetics Asset Management
New York
$433K – – –
B
433
Barings
North Carolina
$432K +$91.3K +963 +27%
CAM
434
Cresset Asset Management
Illinois
$431K +$15K +157 +4%
KFA
435
Kelleher Financial Advisors
New York
$427K +$1.23K +13 +0.3%
ETC
436
Exchange Traded Concepts
Oklahoma
$426K -$663 -7 -0.2%
Macquarie Group
437
Macquarie Group
Australia
$418K -$35.5M -373,700 -99%
Neuberger Berman Group
438
Neuberger Berman Group
New York
$416K -$808K -8,525 -66%
AI
439
Accredited Investors
Minnesota
$410K +$95 +1 +0%
DCM
440
Dean Capital Management
Kansas
$408K +$408K +4,299 New
ACP
441
Ashfield Capital Partners
California
$395K – – –
SCM
442
Spreng Capital Management
Ohio
$395K – – –
QIM
443
Quantitative Investment Management
Virginia
$391K -$1.39M -14,683 -78%
WP
444
WealthSource Partners
California
$389K -$43.1K -454 -10%
FIM
445
Freedom Investment Management
Connecticut
$389K +$38.2K +324 +11%
GC
446
Guardian Capital
Ontario, Canada
$386K +$40.3K +425 +12%
RJT
447
Raymond James Trust
Florida
$383K -$56.7K -597 -13%
FPS
448
Fieldpoint Private Securities
Connecticut
$382K -$5.04K -53 -1%
PP
449
Paloma Partners
Connecticut
$382K +$188K +1,987 +97%
RC
450
Roundview Capital
New Jersey
$382K +$382K +4,025 New
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