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Broadridge

749 hedge funds and large institutions have $12.2B invested in Broadridge in 2019 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 257 increasing their positions, 214 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
749
Holders Change
+61
Holders Change %
+8.87%
% of All Funds
14.79%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.2%
New
128
Increased
257
Reduced
214
Closed
55
Calls
$15.4M
Puts
$8.31M
Net Calls
+$7.08M
Net Calls Change
-$4.65M
Name Holding Trade Value Shares
Change
Shares
Change %
RJT
426
Raymond James Trust
Florida
$572K +$19.5K +158 +4%
HKAM
427
Horizon Kinetics Asset Management
New York
$564K
WP
428
WealthSource Partners
California
$562K -$29.6K -240 -5%
O
429
Ossiam
France
$556K +$108K +874 +24%
ETC
430
Exchange Traded Concepts
Oklahoma
$556K +$556K +4,504 New
KFA
431
Kelleher Financial Advisors
New York
$555K
NMIMC
432
Northwestern Mutual Investment Management Company
Wisconsin
$550K +$12.5K +101 +2%
BCV
433
Banque Cantonale Vaudoise
Switzerland
$547K +$547K +4,431 New
FAAS
434
First Allied Advisory Services
California
$545K +$31.3K +252 +6%
I
435
IberiaBank
Louisiana
$543K +$21.6K +175 +4%
CAM
436
Cresset Asset Management
Illinois
$542K +$542K +4,368 New
CFA
437
CWS Financial Advisors
Michigan
$541K +$541K +4,381 New
CLOS
438
Compagnie Lombard Odier SCmA
Switzerland
$540K
MML Investors Services
439
MML Investors Services
Massachusetts
$540K +$178K +1,442 +49%
WSCM
440
Wellington Shields Capital Management
New York
$535K +$142K +1,150 +36%
AI
441
Accredited Investors
Minnesota
$534K
MYLI
442
Meiji Yasuda Life Insurance
Japan
$524K +$65.5K +530 +14%
ACP
443
Ashfield Capital Partners
California
$515K
LIA
444
LS Investment Advisors
Michigan
$508K -$56.3K -455 -10%
GCMG
445
Gyroscope Capital Management Group
Florida
$506K +$106K +860 +27%
FPS
446
Fieldpoint Private Securities
Connecticut
$503K +$314K +2,541 +166%
BFO
447
Biltmore Family Office
North Carolina
$496K
BO
448
Bank OZK
Arkansas
$494K
PFS
449
Prospera Financial Services
Texas
$493K +$493K +3,988 New
WA
450
Wambolt & Associates
Colorado
$475K -$9.89K -80 -2%