BR icon

Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
PSUF
426
People's United Financial
Connecticut
$464K -$27.6K -222 -6%
MYLI
427
Meiji Yasuda Life Insurance
Japan
$462K +$462K +3,711 New
RWA
428
Ropes Wealth Advisors
Massachusetts
$457K – – –
GC
429
Guardian Capital
Ontario, Canada
$454K – – –
SWM
430
SeaCrest Wealth Management
New York
$453K +$2.37K +19 +0.5%
O
431
Ossiam
France
$451K -$4.22M -33,901 -90%
First Manhattan
432
First Manhattan
New York
$439K – – –
SI
433
Stephens Inc
Arkansas
$438K -$3.36K -27 -0.8%
CP
434
Covenant Partners
Tennessee
$432K – – –
VIA
435
Vident Investment Advisory
Georgia
$432K +$7.21K +58 +2%
CI
436
Cigna Investments
Connecticut
$424K +$18.8K +150 +5%
BG
437
Bellevue Group
Switzerland
$423K +$66.9K +538 +19%
PMFA
438
Plante Moran Financial Advisors
Michigan
$413K – – –
V
439
Veritable
Delaware
$402K +$11.2K +90 +3%
MMPW
440
Mitchell McLeod Pugh & Williams
Alabama
$401K – – –
FANJ
441
Financial Architects (New Jersey)
New Jersey
$400K – – –
DBRC
442
D.B. Root & Company
Pennsylvania
$398K – – –
RCA
443
Rowland Carmichael Advisors
Arizona
$398K +$1.87K +15 +0.5%
RIM
444
Redpoint Investment Management
Australia
$397K – – –
WSCM
445
Wellington Shields Capital Management
New York
$396K -$77.8K -625 -16%
GCMG
446
Gyroscope Capital Management Group
Florida
$394K +$394K +3,237 New
SWA
447
Stratos Wealth Advisors
Ohio
$393K -$116K -935 -23%
WCA
448
Westover Capital Advisors
Delaware
$393K -$10.1K -81 -2%
DCM
449
Dupont Capital Management
Delaware
$387K +$205K +1,649 +113%
NA
450
NewEdge Advisors
Louisiana
$383K +$138K +1,111 +56%
16 17
18
19 20