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Broadridge

520 hedge funds and large institutions have $7.96B invested in Broadridge in 2017 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 171 increasing their positions, 196 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 31

18% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.85M

7% more capital invested

Capital invested by funds: $7.44B → $7.96B (+$522M)

2% more funds holding

Funds holding: 508520 (+12)

0.83% more ownership

Funds ownership: 83.8%84.63% (+0.83%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

13% less repeat investments, than reductions

Existing positions increased: 171 | Existing positions reduced: 196

Holders
520
Holders Change
+12
Holders Change %
+2.36%
% of All Funds
12.96%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
50
Increased
171
Reduced
196
Closed
31
Calls
$3.37M
Puts
$2.85M
Net Calls
+$523K
Net Calls Change
+$2.37M
Name Holding Trade Value Shares
Change
Change in
Stake
GXMC
426
Global X Management Company
New York
$145K +$19.6K +255 +17%
ASN
427
Advisory Services Network
Georgia
$130K +$4K +52 +3%
NIT
428
NumerixS Investment Technologies
British Columbia, Canada
$129K -$462K -5,998 -79%
AIM
429
Arcadia Investment Management
Michigan
$129K
IIC
430
Integrated Investment Consultants
Michigan
$105K -$69.3K -900 -41%
LJHT
431
Laurie J. Hall Trustee
$104K
TCOV
432
Trust Company of Vermont
Vermont
$103K
CCA
433
Catalyst Capital Advisors
New York
$98K
TRCT
434
Tower Research Capital (TRC)
New York
$92K +$87.3K +1,133 New
QCG
435
Quadrant Capital Group
Ohio
$90K +$3.08K +40 +4%
FPS
436
Fieldpoint Private Securities
Connecticut
$85K +$80.8K +1,049 New
OMCS
437
Old Mutual Customised Solutions
South Africa
$73K
CB
438
Community Bank
New York
$71K +$67.4K +875 New
PCP
439
Proficio Capital Partners
Massachusetts
$69K +$77 +1 +0.1%
WB
440
Webster Bank
Connecticut
$67K -$38.5K -500 -38%
EA
441
Edge Advisors
Georgia
$66K
YWP
442
YorkBridge Wealth Partners
New York
$65K
WOC
443
West Oak Capital
California
$64.7K
EMG
444
ETF Managers Group
New Jersey
$63K -$32.1K -417 -35%
CAW
445
Cornerstone Advisors (Washington)
Washington
$57K +$8.39K +109 +18%
HDIM
446
Hanson & Doremus Investment Management
Vermont
$57K +$53.9K +700 New
MA
447
MUFG Americas
New York
$56K
Carson Wealth (CWM LLC)
448
Carson Wealth (CWM LLC)
Nebraska
$53K
OFS
449
Orrstown Financial Services
Pennsylvania
$51K +$4.39K +57 +10%
FHA
450
First Horizon Advisors
Tennessee
$49K