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Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
OSAM
401
O'Shaughnessy Asset Management
Connecticut
$830K +$159K +1,040 +24%
CW
402
CreativeOne Wealth
Kansas
$826K -$5.21K -34 -0.6%
CMA
403
Cedar Mountain Advisors
Oregon
$821K +$306 +2 +0%
RC
404
Roundview Capital
New Jersey
$806K +$5.82K +38 +0.7%
NMIMC
405
Northwestern Mutual Investment Management Company
Wisconsin
$804K -$168K -1,094 -17%
HI
406
Horizon Investments
North Carolina
$802K +$802K +5,240 New
FIM
407
Freedom Investment Management
Connecticut
$795K +$178K +1,165 +29%
BEI
408
Benjamin Edwards Inc
Missouri
$792K +$27.5K +180 +4%
CAM
409
Cresset Asset Management
Illinois
$786K +$68K +443 +9%
CANY
410
Caxton Associates (New York)
New York
$773K +$773K +5,046 New
SFS
411
Sowell Financial Services
Arkansas
$771K -$34.6K -210 -4%
B
412
BP
United Kingdom
$739K -$262K -1,711 -26%
SP
413
Symmetry Partners
Connecticut
$735K – – –
EOJOAM
414
E. Ohman J:or Asset Management
Sweden
$735K +$322K +2,100 +78%
SI
415
Stephens Inc
Arkansas
$723K +$75.4K +493 +12%
RBA
416
Richard Bernstein Advisors
New York
$715K – – –
American Century Companies
417
American Century Companies
Missouri
$713K +$198K +1,295 +39%
Two Sigma Advisers
418
Two Sigma Advisers
New York
$704K +$490K +3,200 +229%
HKAM
419
Horizon Kinetics Asset Management
New York
$699K – – –
WA
420
Wambolt & Associates
Colorado
$699K +$113K +729 +19%
DIP
421
DT Investment Partners
Pennsylvania
$685K -$27.3K -178 -4%
AIL
422
AGF Investments LLC
Ontario, Canada
$679K -$125K -814 -16%
RCM
423
Regency Capital Management
Hawaii
$678K +$678K +4,429 New
LOAMS
424
Lombard Odier Asset Management (Switzerland)
Switzerland
$676K +$676K +4,415 New
UCFA
425
United Capital Financial Advisors
Texas
$670K +$17.1K +112 +3%
15 16
17
18 19