BR icon

Broadridge

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M
Name Holding Trade Value Shares
Change
Shares
Change %
KFA
401
Kelleher Financial Advisors
New York
$559K
RJT
402
Raymond James Trust
Florida
$557K +$8.72K +70 +2%
SFS
403
Sowell Financial Services
Arkansas
$557K +$557K +4,473 New
CLOS
404
Compagnie Lombard Odier SCmA
Switzerland
$544K
APA
405
American Portfolios Advisors
New York
$542K -$39.1K -314 -7%
NMIMC
406
Northwestern Mutual Investment Management Company
Wisconsin
$542K -$6.6K -53 -1%
TAM
407
Tocqueville Asset Management
New York
$537K -$23K -185 -4%
AI
408
Accredited Investors
Minnesota
$537K
ACA
409
Aptus Capital Advisors
Alabama
$537K +$71.4K +575 +15%
UCFA
410
United Capital Financial Advisors
Texas
$535K -$1.38M -11,049 -72%
NG
411
Northstar Group
New York
$532K
I
412
IberiaBank
Louisiana
$525K -$117K -941 -18%
ACP
413
Ashfield Capital Partners
California
$518K
FAAS
414
First Allied Advisory Services
California
$517K -$17.1K -137 -3%
SAM
415
Sompo Asset Management
Japan
$510K +$211K +1,700 +71%
FBT
416
First Bank & Trust
South Dakota
$504K -$43K -346 -8%
KFA
417
Krane Funds Advisors
New York
$504K +$480K +3,862 +2,033%
BFO
418
Biltmore Family Office
North Carolina
$500K
BO
419
Bank OZK
Arkansas
$498K
PI
420
PEAK6 Investments
Illinois
$493K -$4.98M -39,978 -91%
WA
421
Wambolt & Associates
Colorado
$488K
WG
422
Winton Group
United Kingdom
$484K -$345K -2,770 -42%
CTC
423
Central Trust Company
Missouri
$479K -$47.3K -380 -9%
TRCT
424
Tower Research Capital (TRC)
New York
$473K -$16.1K -129 -3%
AIL
425
AGF Investments LLC
Ontario, Canada
$465K +$446K +3,589 +2,393%