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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
+$29.8M
2
Renaissance Technologies
Renaissance Technologies
New York
+$28.5M
3
AAM
AMI Asset Management
California
+$24.7M
4
SAM
Sawgrass Asset Management
Florida
+$21.9M
5
State Street
State Street
Massachusetts
+$19.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$141M
2
RCM
Riverhead Capital Management
Delaware
-$53.7M
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$41.1M
4
AI
Analytic Investors
California
-$38.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$38.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Skandinaviska Enskilda Banken (SEB)
401
Skandinaviska Enskilda Banken (SEB)
Sweden
$237K – – –
AMIM
402
Aull & Monroe Investment Management
Alabama
$229K – – –
PAG
403
Private Advisor Group
New Jersey
$225K -$21.3K -316 -9%
First Manhattan
404
First Manhattan
New York
$225K – – –
FAAS
405
First Allied Advisory Services
California
$223K -$462K -6,809 -67%
PMFA
406
Plante Moran Financial Advisors
Michigan
$221K – – –
MMPW
407
Mitchell McLeod Pugh & Williams
Alabama
$220K – – –
WA
408
Wheatland Advisors
Pennsylvania
$219K +$1.69K +25 +0.8%
NA
409
NewEdge Advisors
Louisiana
$218K +$218K +3,219 New
SLG
410
Stanley-Laman Group
Pennsylvania
$215K +$4.95K +73 +2%
FANJ
411
Financial Architects (New Jersey)
New Jersey
$213K – – –
B
412
BancorpSouth
Mississippi
$212K -$2.64K -39 -1%
EWM
413
Evercore Wealth Management
New York
$208K -$12K -176 -5%
SWP
414
Stratos Wealth Partners
Ohio
$208K -$4.19K -62 -2%
TI
415
Trexquant Investment
Connecticut
$208K +$208K +3,073 New
Daiwa Securities Group
416
Daiwa Securities Group
Japan
$207K -$255K -3,750 -55%
DILH
417
Dai-ichi Life Holdings
Japan
$207K +$207K +3,056 New
CONA
418
Capital One National Association
New York
$204K -$1.28M -18,943 -86%
OSAM
419
O'Shaughnessy Asset Management
Connecticut
$204K -$678 -10 -0.3%
MSV
420
MN Services Vermogensbeheer
Netherlands
$204K – – –
RWA
421
Ropes Wealth Advisors
Massachusetts
$197K – – –
IA
422
IFP Advisors
Florida
$187K +$7.13K +105 +4%
IWM
423
Integrated Wealth Management
California
$181K +$6.79K +100 +4%
Nordea Investment Management
424
Nordea Investment Management
Sweden
$174K – – –
FNBT
425
FineMark National Bank & Trust
Florida
$174K +$72.8K +1,075 +72%
15 16
17
18 19