BR icon

Broadridge
BR

Overview Fund Activity

414 hedge funds and large institutions have $5.64B invested in Broadridge in 2015 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 134 increasing their positions, 159 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+4
Holders Change %
+0.98%
% of All Funds
11.57%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
50
Increased
134
Reduced
159
Closed
44
Calls
$4.62M
Puts
$2.62M
Net Calls
+$2M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$208M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$43.9M
3
Renaissance Technologies
Renaissance Technologies
New York
+$39.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$23.2M
5
Bank of America
Bank of America
North Carolina
+$23M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$39.4M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$37.6M
3
SAM
Southernsun Asset Management
Tennessee
-$36.6M
4
Prudential Financial
Prudential Financial
New Jersey
-$33.2M
5
Wells Fargo
Wells Fargo
California
-$28M
Name Holding Trade Value Shares
Change 		Shares
Change %
QAM
401
QCI Asset Management
New York
$4K – – –
DBT
402
Dubuque Bank & Trust
Iowa
$4K – – –
MA
403
MCF Advisors
Kentucky
$4K – – –
FIB
404
First Interstate Bank
Montana
$4K +$4K +74 New
AssetMark Inc
405
AssetMark Inc
California
$4K +$4K +81 New
PFBT
406
Parkside Financial Bank & Trust
Missouri
$3K +$3K +53 New
Nuveen Asset Management
407
Nuveen Asset Management
Illinois
$2.99K -$969 -17,500 -24%
WA
408
WFG Advisors
Texas
$2K – – –
FWM
409
Focused Wealth Management
New York
$2K – – –
GI
410
Gradient Investments
Minnesota
$2K +$2K +34 New
FCCM
411
First City Capital Management
Georgia
$1.38K – – –
WTB
412
Washington Trust Bank
Washington
$1K – – –
OSNBOA
413
Old Second National Bank of Aurora
Illinois
$1K +$1K +12 New
FNBOO
414
First National Bank of Omaha
Nebraska
$531 -$155 -2,800 -23%
PP
415
Prudential plc
United Kingdom
– -$22.1M -441,039 Closed
WPL
416
WINDACRE PARTNERSHIP LLC
Texas
– -$13.5M -270,200 Closed
SGAM
417
Smith Group Asset Management
Texas
– -$8.13M -162,490 Closed
ACH
418
ArrowMark Colorado Holdings
Colorado
– -$5.46M -109,074 Closed
SG Americas Securities
419
SG Americas Securities
New York
– -$4.71M -94,100 Closed
GCP
420
GSA Capital Partners
United Kingdom
– -$3.84M -76,684 Closed
Jane Street
421
Jane Street
New York
– -$2.74M -54,876 Closed
IG
422
ING Group
Netherlands
– -$2.67M -53,440 Closed
WBC
423
Westpac Banking Corp
Australia
– -$2.56M -51,100 Closed
NI
424
Numeric Investors
Massachusetts
– -$1.44M -28,800 Closed
HCM
425
Highbridge Capital Management
New York
– -$1.15M -22,980 Closed
15 16
17
18 19