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Broadridge
BR

Overview Fund Activity

782 hedge funds and large institutions have $16.8B invested in Broadridge in 2021 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 269 increasing their positions, 272 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
782
Holders Change
+2
Holders Change %
+0.26%
% of All Funds
13.73%
Holding in Top 10
10
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+66.67%
% of All Funds
0.18%
New
61
Increased
269
Reduced
272
Closed
48
Calls
$13.7M
Puts
$10.7M
Net Calls
+$2.96M
Net Calls Change
+$1.43M

Top Buyers

1
Caisse de Depot et Placement du Quebec (CDPQ)
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
+$129M
2
Morgan Stanley
Morgan Stanley
New York
+$81.7M
3
Amundi
Amundi
France
+$53.6M
4
Norges Bank
Norges Bank
Norway
+$44M
5
NAM
Nissay Asset Management
Japan
+$41.8M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$72.1M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$66M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$46M
4
ACM
Alta Capital Management
Utah
-$44.7M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$38.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
AI
376
AdvisorShares Investments
Maryland
$1.16M – – –
AWM
377
Altium Wealth Management
New York
$1.15M – – –
SEC
378
Seven Eight Capital
New York
$1.15M +$333K +2,000 +41%
KNW
379
Kesler Norman & Wride
Utah
$1.15M +$12.3K +74 +1%
KRS
380
Kentucky Retirement Systems
Kentucky
$1.14M +$11.5K +69 +1%
EAMA
381
EFG Asset Management (Americas)
Florida
$1.13M +$57.5K +345 +5%
QIM
382
Quantitative Investment Management
Virginia
$1.12M +$1.12M +6,744 New
HH
383
Hilltop Holdings
Texas
$1.12M -$24.3K -146 -2%
WF
384
Welch & Forbes
Massachusetts
$1.11M – – –
SAM
385
Sompo Asset Management
Japan
$1.11M -$115K -690 -9%
CWM
386
CIBC World Markets
New York
$1.09M -$1.89M -11,360 -63%
BRWA
387
B. Riley Wealth Advisors
Florida
$1.09M -$13.7K -83 -1%
CS
388
Cannell & Spears
New York
$1.08M – – –
American Century Companies
389
American Century Companies
Missouri
$1.05M +$123K +739 +13%
CIC
390
Crawford Investment Counsel
Georgia
$1.01M -$11.7K -70 -1%
AIM
391
Aigen Investment Management
New York
$1.01M +$1.01M +6,066 New
MC
392
Montag & Caldwell
Georgia
$1M +$33.5K +201 +3%
SAM
393
Strategy Asset Managers
California
$992K +$720K +4,319 +265%
ZB
394
Zions Bancorporation
Utah
$990K +$54.3K +326 +6%
TH
395
TCTC Holdings
Texas
$987K – – –
Mirae Asset Global Investments
396
Mirae Asset Global Investments
South Korea
$984K +$158K +946 +19%
PTC
397
Private Trust Company
Ohio
$983K -$25.5K -153 -3%
CCM
398
Coldstream Capital Management
Washington
$976K -$1.39M -10,550 -59%
ACM
399
Alethea Capital Management
Washington
$969K +$969K +5,812 New
Cetera Investment Advisers
400
Cetera Investment Advisers
Illinois
$963K +$27K +162 +3%
14 15
16
17 18