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Broadridge
BR

Overview Fund Activity

506 hedge funds and large institutions have $7.44B invested in Broadridge in 2017 Q2 according to their latest regulatory filings, with 55 funds opening new positions, 173 increasing their positions, 175 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
506
Holders Change
+10
Holders Change %
+2.02%
% of All Funds
12.63%
Holding in Top 10
8
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
55
Increased
173
Reduced
175
Closed
38
Calls
$4.55M
Puts
$6.4M
Net Calls
-$1.85M
Net Calls Change
-$1.68M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$512M
2
JIM
Jensen Investment Management
Oregon
+$77.9M
3
Principal Financial Group
Principal Financial Group
Iowa
+$51M
4
ACM
Alta Capital Management
Utah
+$14.7M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$12.7M

Top Sellers

1
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$27.7M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$20.5M
3
WHG
Westwood Holdings Group
Texas
-$19.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$19.2M
5
Wells Fargo
Wells Fargo
California
-$18.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
376
LPL Financial
California
$277K -$67.4K -892 -20%
WAM
377
Wealthspire Advisors (Maryland)
Maryland
$277K +$8.25K +109 +3%
CC
378
Courier Capital
New York
$276K – – –
SI
379
Stephens Inc
Arkansas
$269K -$14.1K -187 -5%
IIC
380
Ironwood Investment Counsel
Arizona
$267K – – –
AP
381
Appleton Partners
Massachusetts
$261K – – –
Daiwa Securities Group
382
Daiwa Securities Group
Japan
$261K – – –
RWA
383
Ropes Wealth Advisors
Massachusetts
$256K – – –
GT
384
Glenmede Trust
Pennsylvania
$255K – – –
First Manhattan
385
First Manhattan
New York
$251K – – –
TG
386
TLP Group
Illinois
$249K -$128K -1,692 -34%
FANJ
387
Financial Architects (New Jersey)
New Jersey
$248K – – –
PMFA
388
Plante Moran Financial Advisors
Michigan
$247K – – –
MMPW
389
Mitchell McLeod Pugh & Williams
Alabama
$246K – – –
AMIM
390
Aull & Monroe Investment Management
Alabama
$240K – – –
AP
391
Advisor Partners
California
$240K +$240K +3,180 New
B
392
BancorpSouth
Mississippi
$237K – – –
SOADOR
393
State of Alaska Department of Revenue
Alaska
$233K -$25.4K -337 -10%
SWM
394
Segment Wealth Management
Texas
$233K +$233K +3,083 New
IA
395
IFP Advisors
Florida
$228K -$54K -715 -19%
PCM
396
Penserra Capital Management
California
$227K +$26.2K +348 +13%
EWM
397
Evercore Wealth Management
New York
$220K -$5.67K -75 -3%
BEAM
398
Baker Ellis Asset Management
Washington
$215K – – –
V
399
Veritable
Delaware
$214K +$214K +2,832 New
EMG
400
Ellington Management Group
Connecticut
$212K -$409K -5,400 -66%
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