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Broadridge
BR

Overview Fund Activity

414 hedge funds and large institutions have $5.64B invested in Broadridge in 2015 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 134 increasing their positions, 159 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+4
Holders Change %
+0.98%
% of All Funds
11.57%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
50
Increased
134
Reduced
159
Closed
44
Calls
$4.62M
Puts
$2.62M
Net Calls
+$2M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$208M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$43.9M
3
Renaissance Technologies
Renaissance Technologies
New York
+$39.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$23.2M
5
Bank of America
Bank of America
North Carolina
+$23M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$39.4M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$37.6M
3
SAM
Southernsun Asset Management
Tennessee
-$36.6M
4
Prudential Financial
Prudential Financial
New Jersey
-$33.2M
5
Wells Fargo
Wells Fargo
California
-$28M
Name Holding Trade Value Shares
Change 		Shares
Change %
VFA
376
Virtus Fund Advisers
Connecticut
$19K – – –
GWS
377
Glassman Wealth Services
Virginia
$19K – – –
WA
378
WealthTrust-Arizona
Arizona
$15K – – –
Northwestern Mutual Wealth Management
379
Northwestern Mutual Wealth Management
Wisconsin
$14K +$14K +249 New
BC
380
Bartlett & Co
Ohio
$13K -$1.38K -24 -10%
WCBA
381
Weaver C. Barksdale & Associates
Tennessee
$12K -$676 -12 -5%
BAM
382
Brave Asset Management
New Jersey
$12K – – –
EFSCE
383
Enterprise Financial Services Corp (EFSC)
Missouri
$12K – – –
WT
384
Whittier Trust
California
$12K – – –
WIC
385
Woodmont Investment Counsel
Tennessee
$12K – – –
S
386
SignatureFD
Georgia
$12K +$1.21K +21 +11%
FHA
387
First Horizon Advisors
Tennessee
$11K -$995 -18 -8%
HI
388
Hudock Inc
Pennsylvania
$11K – – –
LNB
389
Ledyard National Bank
$11K – – –
CB
390
Community Bank
New York
$11K – – –
TCM
391
Tradewinds Capital Management
Washington
$11K – – –
Manulife (Manufacturers Life Insurance)
392
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8.53K -$303 -5,476 -3%
TDC
393
Thompson Davis & Co
Virginia
$8K +$8K +141 New
SNT
394
Security National Trust
West Virginia
$7K – – –
FMP
395
Financial Management Professionals
Texas
$6K -$6K -100 -50%
EWM
396
Endurance Wealth Management
Rhode Island
$6K – – –
TWA
397
TCI Wealth Advisors
Arizona
$6K – – –
AA
398
ALPS Advisors
Colorado
$5.65K -$313 -566 -5%
CHP
399
Cable Hill Partners
Oregon
$5K – – –
CFA
400
Carroll Financial Associates
North Carolina
$5K +$1.25K +25 +33%
14 15
16
17 18