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Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
351
Coldstream Capital Management
Washington
$1.09M -$36.8K -296 -3%
BOH
352
Bank of Hawaii
Hawaii
$1.06M -$103K -826 -9%
QT
353
Quantbot Technologies
New York
$1.05M +$1.05M +8,475 New
LF
354
Lee Financial
Texas
$1.04M – – –
CP
355
Cumberland Partners
Ontario, Canada
$1.04M – – –
WAM
356
World Asset Management
Michigan
$1.04M +$8.34K +67 +0.8%
SBIA
357
Sheaff Brock Investment Advisors
Indiana
$1.03M -$10.7K -86 -1%
PGAM
358
Princeton Global Asset Management
New Jersey
$1.02M +$140K +1,122 +16%
MME
359
Meag Munich Ergo
Germany
$1.02M +$519K +4,204 +104%
OAM
360
Occidental Asset Management
California
$1.02M +$25.5K +205 +3%
EGM
361
Engineers Gate Manager
New York
$999K +$999K +8,032 New
AAS
362
Avantax Advisory Services
Texas
$988K +$52.7K +424 +6%
PI
363
PGGM Investments
Netherlands
$967K -$967K -7,773 -50%
RCM
364
Riverhead Capital Management
Delaware
$964K – – –
AP
365
Advisor Partners
California
$932K -$3.98K -32 -0.4%
Lido Advisors
366
Lido Advisors
California
$914K +$67.5K +540 +8%
COPPSERS
367
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$911K +$62.8K +505 +7%
TAM
368
Tyers Asset Management
Texas
$890K -$2.74K -22 -0.3%
Mirae Asset Global Investments
369
Mirae Asset Global Investments
South Korea
$882K -$19.4K -156 -2%
WIP
370
Wellesley Investment Partners
Massachusetts
$877K +$23.1K +186 +3%
AWM
371
Altium Wealth Management
New York
$867K -$622 -5 -0.1%
Susquehanna International Group
372
Susquehanna International Group
Pennsylvania
$857K +$857K +6,884 New
SIM
373
Sentry Investment Management
Wisconsin
$851K – – –
WF
374
Welch & Forbes
Massachusetts
$831K – – –
CS
375
Cannell & Spears
New York
$804K – – –
13 14
15
16 17