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Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
OI
326
Oakbrook Investments
Illinois
$1.32M +$560K +4,500 +73%
TAMH
327
Taikang Asset Management (HK)
Hong Kong
$1.32M +$1.32M +10,566 New
WA1
328
Wimmer Associates 1
California
$1.31M -$20.5K -165 -2%
BRWA
329
B. Riley Wealth Advisors
Florida
$1.3M +$110K +883 +9%
JIC
330
Johnson Investment Counsel
Ohio
$1.28M -$67.7K -542 -5%
SCM
331
Sterling Capital Management
North Carolina
$1.27M -$36.5K -293 -3%
PIA
332
Piedmont Investment Advisors
North Carolina
$1.26M -$622 -5 -0%
ECAM
333
East Coast Asset Management
Massachusetts
$1.26M – – –
LOAMS
334
Lombard Odier Asset Management (Switzerland)
Switzerland
$1.25M – – –
GLA
335
Great Lakes Advisors
Illinois
$1.24M +$99.4K +799 +9%
Mercer Global Advisors
336
Mercer Global Advisors
Colorado
$1.22M -$84.6K -680 -6%
AFA
337
Abacus FCF Advisors
Florida
$1.21M -$363K -2,918 -23%
SPIA
338
Steward Partners Investment Advisory
New York
$1.21M +$8.95K +72 +0.7%
NIC
339
Northwest Investment Counselors
Oregon
$1.2M +$249 +2 +0%
HH
340
Hilltop Holdings
Texas
$1.16M -$2.86K -23 -0.2%
AI
341
Atria Investments
North Carolina
$1.14M -$120K -964 -10%
HSA
342
HBK Sorce Advisory
Pennsylvania
$1.13M -$65.5K -526 -5%
FCM
343
Flinton Capital Management
Pennsylvania
$1.13M -$3.48K -28 -0.3%
AMI
344
Amica Mutual Insurance
Rhode Island
$1.13M – – –
SMDAM
345
Sumitomo Mitsui DS Asset Management
Japan
$1.13M +$123K +989 +12%
CCIA
346
Campbell & Co Investment Adviser
Maryland
$1.13M +$1.13M +9,063 New
Cambridge Investment Research Advisors
347
Cambridge Investment Research Advisors
Iowa
$1.12M -$325K -2,613 -22%
NMERB
348
New Mexico Educational Retirement Board
New Mexico
$1.12M -$62.2K -500 -5%
ECM
349
ExodusPoint Capital Management
New York
$1.12M +$635K +5,102 +132%
Point72 Asset Management
350
Point72 Asset Management
Connecticut
$1.11M +$958K +7,700 +642%
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