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Broadridge

520 hedge funds and large institutions have $7.96B invested in Broadridge in 2017 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 171 increasing their positions, 196 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 31

18% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.85M

7% more capital invested

Capital invested by funds: $7.44B → $7.96B (+$522M)

2% more funds holding

Funds holding: 508520 (+12)

0.83% more ownership

Funds ownership: 83.8%84.63% (+0.83%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

13% less repeat investments, than reductions

Existing positions increased: 171 | Existing positions reduced: 196

Holders
520
Holders Change
+12
Holders Change %
+2.36%
% of All Funds
12.96%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
50
Increased
171
Reduced
196
Closed
31
Calls
$3.37M
Puts
$2.85M
Net Calls
+$523K
Net Calls Change
+$2.37M
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
326
ETrade Capital Management
Virginia
$560K +$2.54K +33 +0.5%
CS
327
Cannell & Spears
New York
$555K
OAM
328
Occidental Asset Management
California
$548K +$10.6K +138 +2%
SWP
329
Stratos Wealth Partners
Ohio
$544K -$31.7K -412 -6%
FM
330
Forward Management
California
$543K +$16.2K +210 +3%
AA
331
ALPS Advisors
Colorado
$542K -$81.2K -1,055 -14%
WF
332
Welch & Forbes
Massachusetts
$540K
DTL
333
Dynamic Technology Lab
Singapore
$532K -$197K -2,556 -28%
CSS
334
Cubist Systematic Strategies
Connecticut
$525K +$198K +2,571 +66%
GHCM
335
Glen Harbor Capital Management
California
$522K -$38.2K -496 -7%
MCM
336
McKinley Capital Management
Alaska
$511K -$12.1K -157 -2%
MML Investors Services
337
MML Investors Services
Massachusetts
$511K +$120K +1,559 +33%
FCBT
338
First Citizens Bank & Trust
North Carolina
$510K -$113K -1,472 -19%
Cerity Partners
339
Cerity Partners
New York
$506K +$482K +6,264 New
PTC
340
Private Trust Company
Ohio
$505K
CA
341
Commerzbank Aktiengesellschaft
Germany
$504K -$662K -8,600 -58%
NA
342
NewEdge Advisors
Louisiana
$497K -$5.39K -70 -1%
AAM
343
Azzad Asset Management
Virginia
$495K
VF
344
Virtu Financial
New York
$483K +$461K +5,981 New
TH
345
TCTC Holdings
Texas
$479K
SPIA
346
Steward Partners Investment Advisory
New York
$478K +$38.8K +504 +9%
BOH
347
Bank of Hawaii
Hawaii
$470K +$448K +5,821 New
AIL
348
AGF Investments LLC
Ontario, Canada
$455K +$82.6K +1,072 +24%
Skandinaviska Enskilda Banken (SEB)
349
Skandinaviska Enskilda Banken (SEB)
Sweden
$447K +$92.4K +1,200 +28%
HCM
350
Howland Capital Management
Massachusetts
$445K