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Broadridge
BR

Overview Fund Activity

506 hedge funds and large institutions have $7.44B invested in Broadridge in 2017 Q2 according to their latest regulatory filings, with 55 funds opening new positions, 173 increasing their positions, 175 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
506
Holders Change
+10
Holders Change %
+2.02%
% of All Funds
12.63%
Holding in Top 10
8
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
55
Increased
173
Reduced
175
Closed
38
Calls
$4.55M
Puts
$6.4M
Net Calls
-$1.85M
Net Calls Change
-$1.68M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$512M
2
JIM
Jensen Investment Management
Oregon
+$77.9M
3
Principal Financial Group
Principal Financial Group
Iowa
+$51M
4
ACM
Alta Capital Management
Utah
+$14.7M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$12.7M

Top Sellers

1
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
-$27.7M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$20.5M
3
WHG
Westwood Holdings Group
Texas
-$19.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
-$19.2M
5
Wells Fargo
Wells Fargo
California
-$18.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
326
Stratos Wealth Partners
Ohio
$540K +$88.9K +1,176 +20%
MAM
327
Meeder Asset Management
Ohio
$539K -$184K -2,430 -25%
RCA
328
Rowland Carmichael Advisors
Arizona
$538K – – –
KeyBank National Association
329
KeyBank National Association
Ohio
$537K -$18.9K -250 -3%
KFA
330
Kelleher Financial Advisors
New York
$528K -$226K -3,000 -30%
GHCM
331
Glen Harbor Capital Management
California
$526K +$125K +1,648 +31%
WP
332
WealthSource Partners
California
$524K -$134K -1,769 -20%
ECM
333
ETrade Capital Management
Virginia
$521K +$4.54K +60 +0.9%
CS
334
Cannell & Spears
New York
$519K – – –
Creative Planning
335
Creative Planning
Kansas
$514K +$33K +437 +7%
WF
336
Welch & Forbes
Massachusetts
$505K -$13.8K -182 -3%
OAM
337
Occidental Asset Management
California
$501K +$24.4K +323 +5%
PAS
338
Park Avenue Securities
New York
$493K +$33.7K +449 +7%
FM
339
Forward Management
California
$491K +$28.2K +373 +6%
MCM
340
McKinley Capital Management
Alaska
$489K -$11.8K -156 -2%
SIA
341
Sit Investment Associates
Minnesota
$476K – – –
PTC
342
Private Trust Company
Ohio
$473K +$473K +6,260 New
HSA
343
HBK Sorce Advisory
Pennsylvania
$473K +$473K +6,261 New
BGDI
344
BW Gestao de Investimentos
Brazil
$472K -$53.7K -711 -10%
RCAMU
345
Rothschild & Co Asset Management US
Connecticut
$468K -$1.29K -17 -0.3%
AAM
346
Azzad Asset Management
Virginia
$463K +$463K +6,121 New
NA
347
NewEdge Advisors
Louisiana
$458K +$211K +2,824 +86%
TH
348
TCTC Holdings
Texas
$448K – – –
OI
349
Oakbrook Investments
Illinois
$439K -$362K -4,790 -45%
FB
350
Fulton Bank
Pennsylvania
$438K -$48.2K -638 -10%
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