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Broadridge
BR

Overview Fund Activity

530 hedge funds and large institutions have $6.76B invested in Broadridge in 2016 Q3 according to their latest regulatory filings, with 62 funds opening new positions, 168 increasing their positions, 200 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
530
Holders Change
+27
Holders Change %
+5.37%
% of All Funds
14.16%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
62
Increased
168
Reduced
200
Closed
30
Calls
$2.88M
Puts
$11.8M
Net Calls
-$8.95M
Net Calls Change
-$10.8M

Top Buyers

1
Invesco
Invesco
Georgia
+$29.8M
2
Renaissance Technologies
Renaissance Technologies
New York
+$28.5M
3
AAM
AMI Asset Management
California
+$24.7M
4
SAM
Sawgrass Asset Management
Florida
+$21.9M
5
State Street
State Street
Massachusetts
+$19.5M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$141M
2
RCM
Riverhead Capital Management
Delaware
-$53.7M
3
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$41.1M
4
AI
Analytic Investors
California
-$38.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$38.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
326
McKinley Capital Management
Alaska
$562K -$6.23K -92 -1%
DWA
327
Dorsey Wright & Associates
California
$559K -$2.44K -36 -0.4%
WP
328
WealthSource Partners
California
$558K -$2.03K -30 -0.4%
PP
329
Prudential plc
United Kingdom
$556K – – –
SMDAM
330
Sumitomo Mitsui DS Asset Management
Japan
$552K – – –
WAM
331
World Asset Management
Michigan
$548K +$119K +1,756 +28%
BGDI
332
BW Gestao de Investimentos
Brazil
$535K – – –
DL
333
Delta Lloyd
Netherlands
$514K – – –
FB
334
Fulton Bank
Pennsylvania
$513K -$107K -1,584 -17%
Rafferty Asset Management
335
Rafferty Asset Management
New York
$512K -$348K -5,143 -40%
Squarepoint
336
Squarepoint
New York
$512K +$512K +7,550 New
ZIM
337
Zacks Investment Management
Illinois
$488K +$214K +3,155 +78%
Arrowstreet Capital
338
Arrowstreet Capital
Massachusetts
$485K +$485K +7,157 New
RCA
339
Rowland Carmichael Advisors
Arizona
$483K – – –
SEC
340
Seven Eight Capital
New York
$481K +$481K +7,100 New
AAM
341
Advisors Asset Management
Colorado
$473K -$11.7K -173 -2%
JG
342
Jefferies Group
New York
$472K +$228K +3,359 +93%
CS
343
Cannell & Spears
New York
$466K – – –
TRCT
344
Tower Research Capital (TRC)
New York
$466K +$65.5K +964 +16%
BFM
345
Boothbay Fund Management
New York
$464K +$464K +6,848 New
CCM
346
Coldstream Capital Management
Washington
$461K -$2.18M -32,148 -83%
WF
347
Welch & Forbes
Massachusetts
$461K – – –
RCAMU
348
Rothschild & Co Asset Management US
Connecticut
$458K +$85.1K +1,256 +23%
AA
349
ALPS Advisors
Colorado
$455K -$73.9K -1,090 -14%
O
350
OppenheimerFunds
New York
$446K -$12.9K -191 -3%
12 13
14
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