BR icon

Broadridge
BR

Overview Fund Activity

414 hedge funds and large institutions have $5.64B invested in Broadridge in 2015 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 134 increasing their positions, 159 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+4
Holders Change %
+0.98%
% of All Funds
11.57%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
50
Increased
134
Reduced
159
Closed
44
Calls
$4.62M
Puts
$2.62M
Net Calls
+$2M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$208M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$43.9M
3
Renaissance Technologies
Renaissance Technologies
New York
+$39.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$23.2M
5
Bank of America
Bank of America
North Carolina
+$23M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$39.4M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$37.6M
3
SAM
Southernsun Asset Management
Tennessee
-$36.6M
4
Prudential Financial
Prudential Financial
New Jersey
-$33.2M
5
Wells Fargo
Wells Fargo
California
-$28M
Name Holding Trade Value Shares
Change 		Shares
Change %
LIA
326
LS Investment Advisors
Michigan
$242K +$721 +13 +0.3%
GHA
327
GW Henssler & Associates
Georgia
$240K +$240K +4,337 New
ACP
328
Ashfield Capital Partners
California
$239K – – –
CNB
329
City National Bank
California
$237K -$71.7K -1,296 -23%
ZIM
330
Zacks Investment Management
Illinois
$223K -$526K -9,511 -70%
Cambridge Investment Research Advisors
331
Cambridge Investment Research Advisors
Iowa
$219K +$219K +3,953 New
Creative Planning
332
Creative Planning
Kansas
$217K +$217K +3,913 New
FNT
333
First National Trust
Pennsylvania
$213K +$213K +3,848 New
CIM
334
Calvert Investment Management
Maryland
$212K +$212K +3,839 New
I
335
IberiaBank
Louisiana
$203K -$68.7K -1,239 -25%
OAM
336
Occidental Asset Management
California
$202K +$202K +3,648 New
JIP
337
Jaffetilchin Investment Partners
Florida
$201K +$201K +3,623 New
MHC
338
Meyer Handelman Company
New York
$201K +$201K +3,625 New
First Manhattan
339
First Manhattan
New York
$183K – – –
PMFA
340
Plante Moran Financial Advisors
Michigan
$181K – – –
EWM
341
Evercore Wealth Management
New York
$166K – – –
RWA
342
Ropes Wealth Advisors
Massachusetts
$161K – – –
CF
343
CenterStar Fund
Illinois
$150K -$100K – –
CAM
344
ClariVest Asset Management
California
$144K +$144K +2,600 New
IWM
345
Integrated Wealth Management
California
$142K – – –
USGIU
346
U.S. Global Investors (USGI)
Texas
$138K +$138K +2,500 New
FNBT
347
FineMark National Bank & Trust
Florida
$120K +$19.2K +348 +19%
CGT
348
Capital Guardian Trust
California
$119K +$1.38K +25 +1%
Simplex Trading
349
Simplex Trading
Illinois
$114K +$114K +2,062 New
AIM
350
Arcadia Investment Management
Michigan
$88K – – –
12 13
14
15 16