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Broadridge
BR

Overview Fund Activity

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M

Top Buyers

1
CRM
Cramer Rosenthal McGlynn
Connecticut
+$38.8M
2
BIT
BlackRock Institutional Trust
California
+$27M
3
JHIU
Janus Henderson Investors US
Colorado
+$19.2M
4
Prudential Financial
Prudential Financial
New Jersey
+$17.7M
5
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$14.2M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
-$92.2M
2
Artisan Partners
Artisan Partners
Wisconsin
-$35.5M
3
KAM
Keeley Asset Management
Illinois
-$27.2M
4
Citadel Advisors
Citadel Advisors
Florida
-$11.8M
5
EGM
Espalier Global Management
New York
-$10.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
326
WealthTrust-Arizona
Arizona
$6K – – –
SNT
327
Security National Trust
West Virginia
$5K -$4.62K -120 -48%
BG
328
Bollard Group
Massachusetts
$5K +$39 +1 +0.8%
ATC
329
Adirondack Trust Company
New York
$4K – – –
CFA
330
Carroll Financial Associates
North Carolina
$4K – – –
TWA
331
TCI Wealth Advisors
Arizona
$4K – – –
PTC
332
Private Trust Company
Ohio
$4K +$4K +100 New
WTB
333
Washington Trust Bank
Washington
$4K +$4K +112 New
Northwestern Mutual Wealth Management
334
Northwestern Mutual Wealth Management
Wisconsin
$3K -$10.2K -249 -77%
QAM
335
QCI Asset Management
New York
$3K – – –
BBHC
336
Brown Brothers Harriman & Co
New York
$3K – – –
RIA
337
Regal Investment Advisors
Michigan
$3K – – –
MA
338
MCF Advisors
Kentucky
$3K – – –
BFEC
339
Benjamin F. Edwards & Company
Missouri
$3K +$3K +75 New
TRCT
340
Tower Research Capital (TRC)
New York
$2K -$34.9K -1,029 -95%
HRIA
341
Haberer Registered Investment Advisor
Ohio
$2K – – –
1IC
342
1919 Investment Counsel
Maryland
$2K – – –
WA
343
WFG Advisors
Texas
$1K -$8.97K -287 -90%
FWM
344
Focused Wealth Management
New York
$1K – – –
ARMC
345
American Research & Management Company
Massachusetts
$1K – – –
GI
346
Gradient Investments
Minnesota
$1K +$1K +29 New
HMS
347
Hanseatic Management Services
New Mexico
$357 -$9.26K -337 -96%
EGM
348
Espalier Global Management
New York
– -$10.9M -275,000 Closed
CCMH
349
Cornerstone Capital Management Holdings
New York
– -$3.59M -90,745 Closed
Renaissance Technologies
350
Renaissance Technologies
New York
– -$3.05M -77,200 Closed
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