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Broadridge

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 30

7% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 122

0% more funds holding

Funds holding: 350351 (+1)

0.57% less ownership

Funds ownership: 88.02%87.45% (-0.57%)

5% less capital invested

Capital invested by funds: $4.09B → $3.9B (-$188M)

40% less funds holding in top 10

Funds holding in top 10: 106 (-4)

58% less call options, than puts

Call options by funds: $976K | Put options by funds: $2.3M

Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
326
WealthTrust-Arizona
Arizona
$6K
SNT
327
Security National Trust
West Virginia
$5K -$4.5K -120 -48%
BG
328
Bollard Group
Massachusetts
$5K +$37 +1 +0.8%
ATC
329
Adirondack Trust Company
New York
$4K
CFA
330
Carroll Financial Associates
North Carolina
$4K
TWA
331
TCI Wealth Advisors
Arizona
$4K
PTC
332
Private Trust Company
Ohio
$4K +$3.75K +100 New
WTB
333
Washington Trust Bank
Washington
$4K +$4.2K +112 New
Northwestern Mutual Wealth Management
334
Northwestern Mutual Wealth Management
Wisconsin
$3K -$9.34K -249 -77%
BBHC
335
Brown Brothers Harriman & Co
New York
$3K
MA
336
MCF Advisors
Kentucky
$3K
QAM
337
QCI Asset Management
New York
$3K
RIA
338
Regal Investment Advisors
Michigan
$3K
BFEC
339
Benjamin F. Edwards & Company
Missouri
$3K +$2.81K +75 New
TRCT
340
Tower Research Capital (TRC)
New York
$2K -$38.6K -1,029 -95%
1IC
341
1919 Investment Counsel
Maryland
$2K
HRIA
342
Haberer Registered Investment Advisor
Ohio
$2K
WA
343
WFG Advisors
Texas
$1K -$10.8K -287 -90%
ARMC
344
American Research & Management Company
Massachusetts
$1K
FWM
345
Focused Wealth Management
New York
$1K
GI
346
Gradient Investments
Minnesota
$1K +$1.09K +29 New
HMS
347
Hanseatic Management Services
New Mexico
$357 -$12.6K -337 -96%
EGM
348
Espalier Global Management
New York
-$10.9M -275,000 Closed
CCMH
349
Cornerstone Capital Management Holdings
New York
-$3.4M -90,745 Closed
Renaissance Technologies
350
Renaissance Technologies
New York
-$3.05M -77,200 Closed

BR Hedge Fund Activity: Q1 2014 in Review

351 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q1 2014, worth a combined $3.9B — down 4.6% from $4.09B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BR positions and 30 closed out — a net gain of 3 holders — while 130 added to existing stakes and 122 trimmed.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $39.2M. The largest seller was Bank of New York Mellon, cutting an estimated $93.1M.

  • 351 institutional investors held Broadridge (BR) as of Q1 2014, up from 350 in Q4 2013.
  • Funds reported $3.9B of Broadridge stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 33 funds opened new Broadridge positions in Q1 2014 and 30 closed out, a net change of +3 holders.
  • The largest Broadridge buyer in Q1 2014 was Cramer Rosenthal McGlynn, an estimated $39.2M added.
  • The largest Broadridge seller in Q1 2014 was Bank of New York Mellon, an estimated $93.1M sold.

Based on aggregated 13F filings for Q1 2014.