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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
RFC
326
Regions Financial Corp
Alabama
$3.12M
RMSCM
327
R.M. Sincerbeaux Capital Management
New York
$3.07M
SFCL
328
Strengthening Families & Communities LLC
Massachusetts
$3.06M
BCI
329
Brinker Capital Investments
Pennsylvania
$3.06M
HSA
330
HBK Sorce Advisory
Pennsylvania
$3.05M
FLPIM
331
F.L. Putnam Investment Management
Massachusetts
$3.05M
MOACM
332
Mutual of America Capital Management
New York
$3.02M
SFI
333
Siemens Fonds Invest
Germany
$3.02M
NIM
334
NEOS Investment Management
Connecticut
$3M
AM
335
AGF Management
Ontario, Canada
$2.96M
Los Angeles Capital Management
336
Los Angeles Capital Management
California
$2.9M
PA
337
Pinnacle Associates
New York
$2.89M
BAM
338
Bell Asset Management
Australia
$2.87M
OAM
339
Oppenheimer Asset Management
New York
$2.85M
AP
340
Appleton Partners
Massachusetts
$2.85M
TFP
341
Tilia Fiduciary Partners
North Carolina
$2.83M
HI
342
Horizon Investments
North Carolina
$2.79M
RC
343
Roundview Capital
New Jersey
$2.78M
KAS
344
Kestra Advisory Services
Texas
$2.77M
KA
345
Kintegral Advisory
New York
$2.75M
LAM
346
LECAP Asset Management
United Kingdom
$2.7M
CIA
347
Concurrent Investment Advisors
Florida
$2.68M
WBC
348
Westpac Banking Corp
Australia
$2.66M
CCM
349
Coldstream Capital Management
Washington
$2.66M
Two Sigma Investments
350
Two Sigma Investments
New York
$2.65M