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Broadridge

918 hedge funds and large institutions have $23.1B invested in Broadridge in 2023 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 291 increasing their positions, 353 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 128 | Existing positions closed: 50

33% more funds holding in top 10

Funds holding in top 10: 912 (+3)

22% more capital invested

Capital invested by funds: $18.8B → $23.1B (+$4.23B)

8% more funds holding

Funds holding: 852918 (+66)

6.81% more ownership

Funds ownership: 88.96%95.77% (+6.8%)

18% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 353

20% less call options, than puts

Call options by funds: $18.8M | Put options by funds: $23.5M

Holders
918
Holders Change
+66
Holders Change %
+7.75%
% of All Funds
13.38%
Holding in Top 10
12
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+33.33%
% of All Funds
0.17%
New
128
Increased
291
Reduced
353
Closed
50
Calls
$18.8M
Puts
$23.5M
Net Calls
-$4.73M
Net Calls Change
-$11.3M
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
301
Steward Partners Investment Advisory
New York
$2.81M -$31.9K -173 -1%
BCIM
302
British Columbia Investment Management
British Columbia, Canada
$2.8M +$531K +2,877 +27%
NAM
303
Nissay Asset Management
Japan
$2.73M +$109K +589 +5%
HSA
304
HBK Sorce Advisory
Pennsylvania
$2.67M -$132K -713 -5%
RMSCM
305
R.M. Sincerbeaux Capital Management
New York
$2.65M
SOADOR
306
State of Alaska Department of Revenue
Alaska
$2.62M -$248K -1,345 -10%
LOAME
307
Lombard Odier Asset Management (Europe)
United Kingdom
$2.57M -$830K -4,500 -26%
WT
308
Whittier Trust
California
$2.56M -$36.7K -199 -2%
OAM
309
Oppenheimer Asset Management
New York
$2.55M -$160K -865 -7%
Cambridge Investment Research Advisors
310
Cambridge Investment Research Advisors
Iowa
$2.51M +$106K +572 +5%
BFG
311
Bleakley Financial Group
New Jersey
$2.5M +$2.58K +14 +0.1%
CCM
312
Coldstream Capital Management
Washington
$2.5M +$107K +580 +5%
SIA
313
Schechter Investment Advisors
Michigan
$2.48M -$102K -553 -4%
SS
314
Simplicity Solutions
Minnesota
$2.48M -$19.7K -107 -0.9%
FIM
315
Fruth Investment Management
Texas
$2.42M -$327K -1,775 -13%
Rockefeller Capital Management
316
Rockefeller Capital Management
New York
$2.39M +$138K +747 +7%
BBVA
317
Banco Bilbao Vizcaya Argentaria
Spain
$2.38M +$53.1K +288 +3%
SMDAM
318
Sumitomo Mitsui DS Asset Management
Japan
$2.32M +$43K +233 +2%
HC
319
Henshaw Capital
Massachusetts
$2.32M +$9.22K +50 +0.4%
APWM
320
Atlas Private Wealth Management
New York
$2.31M +$55.5K +301 +3%
MAA
321
Mraz Amerine & Associates
California
$2.3M
Mercer Global Advisors
322
Mercer Global Advisors
Colorado
$2.29M -$26.8K -145 -1%
SFCL
323
Strengthening Families & Communities LLC
Massachusetts
$2.26M +$116K +630 +6%
SLC
324
Second Line Capital
Louisiana
$2.25M +$2.01M +10,894 New
LF
325
Lantz Financial
Illinois
$2.25M +$13.5K +73 +0.7%