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Broadridge

790 hedge funds and large institutions have $15.4B invested in Broadridge in 2022 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 261 increasing their positions, 285 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

384% more call options, than puts

Call options by funds: $22.1M | Put options by funds: $4.57M

83% more first-time investments, than exits

New positions opened: 86 | Existing positions closed: 47

5% more capital invested

Capital invested by funds: $14.6B → $15.4B (+$751M)

4% more funds holding

Funds holding: 762790 (+28)

2.97% more ownership

Funds ownership: 87.61%90.58% (+3%)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

8% less repeat investments, than reductions

Existing positions increased: 261 | Existing positions reduced: 285

Holders
790
Holders Change
+28
Holders Change %
+3.67%
% of All Funds
13.61%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
86
Increased
261
Reduced
285
Closed
47
Calls
$22.1M
Puts
$4.57M
Net Calls
+$17.5M
Net Calls Change
+$16.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SA
301
SRN Advisors
Pennsylvania
$1.88M -$44.1K -272 -2%
OAM
302
Occidental Asset Management
California
$1.87M +$63.6K +392 +3%
RMSCM
303
R.M. Sincerbeaux Capital Management
New York
$1.86M
PGAM
304
Princeton Global Asset Management
New Jersey
$1.85M -$2.27K -14 -0.1%
SPIA
305
Steward Partners Investment Advisory
New York
$1.85M +$63.9K +394 +3%
BCM
306
Buckhead Capital Management
Georgia
$1.84M -$18K -111 -0.9%
Daiwa Securities Group
307
Daiwa Securities Group
Japan
$1.83M -$63K -388 -3%
Mirae Asset Global Investments
308
Mirae Asset Global Investments
South Korea
$1.83M -$25K -154 -1%
OAM
309
Oppenheimer Asset Management
New York
$1.82M +$5.84K +36 +0.3%
Public Sector Pension Investment Board (PSP Investments)
310
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.81M +$203K +1,250 +11%
DTL
311
Dynamic Technology Lab
Singapore
$1.81M +$2.03M +12,512 New
WT
312
Whittier Trust
California
$1.8M -$64.9K -400 -3%
SIA
313
Schechter Investment Advisors
Michigan
$1.73M -$158K -973 -8%
KAS
314
Kestra Advisory Services
Texas
$1.71M +$360K +2,217 +23%
SMDAM
315
Sumitomo Mitsui DS Asset Management
Japan
$1.7M +$23.4K +144 +1%
LF
316
Lee Financial
Texas
$1.67M +$3.41K +21 +0.2%
MAA
317
Mraz Amerine & Associates
California
$1.65M
PFO
318
Pathstone Family Office
New Jersey
$1.65M +$1.35M +8,308 +280%
RFC
319
Regions Financial Corp
Alabama
$1.63M +$158K +976 +9%
LIM
320
Leavell Investment Management
Alabama
$1.63M
HIMCH
321
Hartford Investment Management Co (HIMCO)
Connecticut
$1.62M -$9.41K -58 -0.5%
LF
322
Lantz Financial
Illinois
$1.61M -$15.1K -93 -0.8%
DAC
323
Dividend Assets Capital
South Carolina
$1.61M -$12.2K -75 -0.7%
WA1
324
Wimmer Associates 1
California
$1.61M
Rockefeller Capital Management
325
Rockefeller Capital Management
New York
$1.59M +$108K +667 +6%