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Broadridge
BR

Overview Fund Activity

787 hedge funds and large institutions have $15.3B invested in Broadridge in 2022 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 260 increasing their positions, 284 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
787
Holders Change
+28
Holders Change %
+3.69%
% of All Funds
13.61%
Holding in Top 10
9
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
86
Increased
260
Reduced
284
Closed
47
Calls
$22.1M
Puts
$4.57M
Net Calls
+$17.5M
Net Calls Change
+$16.4M

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$898M
2
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management
Japan
$154M
3
TD Asset Management
TD Asset Management
Ontario, Canada
$115M
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$36.5M
5
Millennium Management
Millennium Management
New York
$24.8M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$486M
2
CW
Connectus Wealth
Ohio
$14.7M
3
Caisse de Depot et Placement du Quebec (CDPQ)
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$71.3M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$32.7M
5
Amundi
Amundi
France
$59.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
OAM
301
Occidental Asset Management
California
$1.87M +$56.6K +392 +3%
RMSCM
302
R.M. Sincerbeaux Capital Management
New York
$1.86M – – –
PGAM
303
Princeton Global Asset Management
New Jersey
$1.85M -$2.02K -14 -0.1%
SPIA
304
Steward Partners Investment Advisory
New York
$1.85M +$56.9K +394 +3%
BCM
305
Buckhead Capital Management
Georgia
$1.84M -$16K -111 -0.9%
Daiwa Securities Group
306
Daiwa Securities Group
Japan
$1.83M -$56K -388 -3%
Mirae Asset Global Investments
307
Mirae Asset Global Investments
South Korea
$1.83M -$22.2K -154 -1%
OAM
308
Oppenheimer Asset Management
New York
$1.82M +$5.19K +36 +0.3%
Public Sector Pension Investment Board (PSP Investments)
309
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.81M +$180K +1,250 +11%
DTL
310
Dynamic Technology Lab
Singapore
$1.81M +$1.81M +12,512 New
WT
311
Whittier Trust
California
$1.8M -$57.7K -400 -3%
SIA
312
Schechter Investment Advisors
Michigan
$1.73M -$140K -973 -8%
KAS
313
Kestra Advisory Services
Texas
$1.71M +$320K +2,217 +23%
SMDAM
314
Sumitomo Mitsui DS Asset Management
Japan
$1.7M +$20.8K +144 +1%
LF
315
Lee Financial
Texas
$1.67M +$3.03K +21 +0.2%
MAA
316
Mraz Amerine & Associates
California
$1.65M – – –
PFO
317
Pathstone Family Office
New Jersey
$1.65M +$1.22M +8,308 +280%
RFC
318
Regions Financial Corp
Alabama
$1.63M +$141K +976 +9%
LIM
319
Leavell Investment Management
Alabama
$1.63M – – –
HIMCH
320
Hartford Investment Management Co (HIMCO)
Connecticut
$1.62M -$8.37K -58 -0.5%
LF
321
Lantz Financial
Illinois
$1.61M -$13.4K -93 -0.8%
DAC
322
Dividend Assets Capital
South Carolina
$1.61M -$10.8K -75 -0.7%
WA1
323
Wimmer Associates 1
California
$1.61M – – –
Rockefeller Capital Management
324
Rockefeller Capital Management
New York
$1.59M +$96.2K +667 +6%
FC
325
FORA Capital
Florida
$1.58M +$1.37M +9,477 +639%
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