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Broadridge
BR

Overview Fund Activity

782 hedge funds and large institutions have $16.8B invested in Broadridge in 2021 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 269 increasing their positions, 272 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
782
Holders Change
+2
Holders Change %
+0.26%
% of All Funds
13.73%
Holding in Top 10
10
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+66.67%
% of All Funds
0.18%
New
61
Increased
269
Reduced
272
Closed
48
Calls
$13.7M
Puts
$10.7M
Net Calls
+$2.96M
Net Calls Change
+$1.43M

Top Buyers

1
Caisse de Depot et Placement du Quebec (CDPQ)
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
+$129M
2
Morgan Stanley
Morgan Stanley
New York
+$81.7M
3
Amundi
Amundi
France
+$53.6M
4
Norges Bank
Norges Bank
Norway
+$44M
5
NAM
Nissay Asset Management
Japan
+$41.8M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$72.1M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$66M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$46M
4
ACM
Alta Capital Management
Utah
-$44.7M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$38.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
MYIA
301
Mount Yale Investment Advisors
Colorado
$2.23M -$154K -925 -6%
HSA
302
HBK Sorce Advisory
Pennsylvania
$2.22M -$113K -677 -5%
CCMD
303
Cypress Capital Management (Delaware)
Delaware
$2.21M – – –
ACM
304
AlphaCrest Capital Management
New York
$2.21M -$745K -4,471 -25%
OA
305
Oxbow Advisors
Texas
$2.19M -$265K -1,588 -11%
RMSCM
306
R.M. Sincerbeaux Capital Management
New York
$2.15M – – –
SWP
307
Stratos Wealth Partners
Ohio
$2.15M +$138K +829 +7%
Wealthfront Advisers
308
Wealthfront Advisers
California
$2.14M +$953K +5,717 +80%
CIBC World Market
309
CIBC World Market
Ontario, Canada
$2.11M +$800K +4,801 +61%
CCA
310
Catalyst Capital Advisors
New York
$2.1M +$372K +2,233 +22%
BCM
311
Buckhead Capital Management
Georgia
$2.02M -$88.3K -530 -4%
Cambridge Investment Research Advisors
312
Cambridge Investment Research Advisors
Iowa
$2.02M -$82.5K -495 -4%
WT
313
Whittier Trust
California
$2.02M – – –
MAA
314
Mraz Amerine & Associates
California
$2.01M -$29.3K -176 -1%
PGAM
315
Princeton Global Asset Management
New Jersey
$1.99M -$73.3K -440 -4%
SPIA
316
Steward Partners Investment Advisory
New York
$1.99M +$36K +216 +2%
VanEck Associates
317
VanEck Associates
New York
$1.95M +$168K +1,005 +9%
AWM
318
AE Wealth Management
Kansas
$1.94M -$290K -1,740 -13%
OAM
319
Occidental Asset Management
California
$1.93M +$96K +576 +5%
Neuberger Berman Group
320
Neuberger Berman Group
New York
$1.93M -$24K -163 -1%
APA
321
American Portfolios Advisors
New York
$1.91M -$51K -306 -3%
SWM
322
Sugarloaf Wealth Management
Georgia
$1.91M +$114K +685 +6%
Canada Pension Plan Investment Board
323
Canada Pension Plan Investment Board
Ontario, Canada
$1.9M -$666K -4,000 -26%
LF
324
Lee Financial
Texas
$1.9M +$1.83K +11 +0.1%
LIM
325
Leavell Investment Management
Alabama
$1.88M -$41.8K -250 -2%
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