BR icon

Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
MAA
301
Mraz Amerine & Associates
California
$1.9M -$130K -850 -6%
Neuberger Berman Group
302
Neuberger Berman Group
New York
$1.9M +$1.23M +8,321 +184%
SEI Investments
303
SEI Investments
Pennsylvania
$1.9M -$1.58M -10,779 -46%
SAM
304
Silvercrest Asset Management
New York
$1.88M +$209K +1,368 +13%
LCP
305
Legacy Capital Partners
Wisconsin
$1.86M -$167K -1,090 -8%
WT
306
Whittier Trust
California
$1.86M -$13.9K -91 -0.7%
Cambridge Investment Research Advisors
307
Cambridge Investment Research Advisors
Iowa
$1.85M -$36.7K -240 -2%
SFI
308
Siemens Fonds Invest
Germany
$1.84M +$137K +898 +8%
II
309
IFM Investors
Australia
$1.84M +$175K +1,142 +10%
TCM
310
Tandem Capital Management
New Jersey
$1.82M – – –
PAG
311
Private Advisor Group
New Jersey
$1.82M +$95K +620 +6%
FL
312
Fort LP
Maryland
$1.81M +$12.3K +80 +0.7%
PGAM
313
Princeton Global Asset Management
New Jersey
$1.77M +$8.12K +53 +0.5%
LIM
314
Leavell Investment Management
Alabama
$1.76M -$108K -700 -6%
LF
315
Lee Financial
Texas
$1.76M -$63.4K -414 -3%
AG
316
AlphaSimPlex Group
Massachusetts
$1.72M – – –
LF
317
Lantz Financial
Illinois
$1.71M +$3.83K +25 +0.2%
TRCT
318
Tower Research Capital (TRC)
New York
$1.7M +$1.46M +9,542 +605%
SWP
319
Stratos Wealth Partners
Ohio
$1.69M +$115K +749 +7%
APA
320
American Portfolios Advisors
New York
$1.69M +$897K +5,862 +114%
OAM
321
Occidental Asset Management
California
$1.68M +$201K +1,312 +14%
Public Sector Pension Investment Board (PSP Investments)
322
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.68M +$286K +1,870 +21%
AAM
323
Aureus Asset Management
Massachusetts
$1.66M -$9.19K -60 -0.6%
PP
324
Pegasus Partners
Wisconsin
$1.64M -$549K -3,585 -25%
Caisse de Depot et Placement du Quebec (CDPQ)
325
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$1.62M -$125K -814 -7%
11 12
13
14 15