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Broadridge

751 hedge funds and large institutions have $12.2B invested in Broadridge in 2019 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 258 increasing their positions, 215 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 128 | Existing positions closed: 55

85% more call options, than puts

Call options by funds: $15.4M | Put options by funds: $8.31M

20% more repeat investments, than reductions

Existing positions increased: 258 | Existing positions reduced: 215

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

9% more funds holding

Funds holding: 690751 (+61)

2% less capital invested

Capital invested by funds: $12.5B → $12.2B (-$234M)

1.33% less ownership

Funds ownership: 87.66%86.33% (-1.3%)

Holders
751
Holders Change
+61
Holders Change %
+8.84%
% of All Funds
14.8%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.2%
New
128
Increased
258
Reduced
215
Closed
55
Calls
$15.4M
Puts
$8.31M
Net Calls
+$7.08M
Net Calls Change
-$4.65M
Name Holding Trade Value Shares
Change
Change in
Stake
NB
301
Norinchukin Bank
Japan
$1.87M -$166K -1,359 -8%
PS
302
Pensionfund Sabic
Netherlands
$1.82M
CIBC Asset Management
303
CIBC Asset Management
Ontario, Canada
$1.72M +$36.6K +299 +2%
KWILP
304
Kiwi Wealth Investments Limited Partnership
New Zealand
$1.71M +$209K +1,708 +14%
UIM
305
USS Investment Management
United Kingdom
$1.71M +$1.69M +13,800 New
DnB Asset Management
306
DnB Asset Management
Norway
$1.7M -$972K -7,953 -37%
CC
307
Cipher Capital
New York
$1.68M -$1.07M -8,723 -39%
AI
308
Atria Investments
North Carolina
$1.64M +$503K +4,114 +45%
LSV Asset Management
309
LSV Asset Management
Illinois
$1.63M
TCM
310
Tandem Capital Management
New Jersey
$1.61M +$1.6M +13,054 New
LIM
311
Leavell Investment Management
Alabama
$1.61M -$1.71K -14 -0.1%
Neuberger Berman Group
312
Neuberger Berman Group
New York
$1.59M +$1.58M +12,915 New
RMSCM
313
R.M. Sincerbeaux Capital Management
New York
$1.59M
MYIA
314
Mount Yale Investment Advisors
Colorado
$1.59M -$402K -3,290 -20%
DWM
315
Dakota Wealth Management
Florida
$1.57M -$122K -997 -7%
ASN
316
Advisory Services Network
Georgia
$1.54M +$29.3K +240 +2%
CCM
317
Cadence Capital Management
Massachusetts
$1.52M -$30.3K -248 -2%
Creative Planning
318
Creative Planning
Kansas
$1.51M -$43.5K -356 -3%
LF
319
Lantz Financial
Illinois
$1.5M +$14.2K +116 +1%
Koshinski Asset Management
320
Koshinski Asset Management
Illinois
$1.5M +$1.5M +12,246 New
ACM
321
AlphaCrest Capital Management
New York
$1.5M -$1.49M -12,225 -50%
HIMCH
322
Hartford Investment Management Co (HIMCO)
Connecticut
$1.5M -$35K -286 -2%
B
323
BP
United Kingdom
$1.48M
SGM
324
Skye Global Management
Florida
$1.48M +$1.47M +12,000 New
II
325
IFM Investors
Australia
$1.44M -$66.5K -544 -4%

BR Hedge Fund Activity: Q4 2019 in Review

751 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q4 2019, worth a combined $12.2B — down 1.9% from $12.5B a quarter earlier.

Buyers outnumbered sellers: 128 funds opened new BR positions and 55 closed out — a net gain of 73 holders — while 258 added to existing stakes and 215 trimmed.

The largest buyer was BlackRock, adding an estimated $99.9M. The largest seller was Morgan Stanley, cutting an estimated $191M.

  • 751 institutional investors held Broadridge (BR) as of Q4 2019, up from 690 in Q3 2019.
  • Funds reported $12.2B of Broadridge stock for Q4 2019, down 1.9% quarter-over-quarter.
  • 128 funds opened new Broadridge positions in Q4 2019 and 55 closed out, a net change of +73 holders.
  • The largest Broadridge buyer in Q4 2019 was BlackRock, an estimated $99.9M added.
  • The largest Broadridge seller in Q4 2019 was Morgan Stanley, an estimated $191M sold.

Based on aggregated 13F filings for Q4 2019.