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Broadridge
BR

Overview Fund Activity

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M

Top Buyers

1
CRM
Cramer Rosenthal McGlynn
Connecticut
+$38.8M
2
BIT
BlackRock Institutional Trust
California
+$27M
3
JHIU
Janus Henderson Investors US
Colorado
+$19.2M
4
Prudential Financial
Prudential Financial
New Jersey
+$17.7M
5
Robeco Institutional Asset Management
Robeco Institutional Asset Management
Netherlands
+$14.2M

Top Sellers

1
Bank of New York Mellon
Bank of New York Mellon
New York
-$92.2M
2
Artisan Partners
Artisan Partners
Wisconsin
-$35.5M
3
KAM
Keeley Asset Management
Illinois
-$27.2M
4
Citadel Advisors
Citadel Advisors
Florida
-$11.8M
5
EGM
Espalier Global Management
New York
-$10.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
WTC
301
WhitTier Trust Company
Nevada
$39K – – –
PSUF
302
People's United Financial
Connecticut
$39K – – –
AW
303
Alpha Windward
Massachusetts
$33K – – –
WOC
304
West Oak Capital
California
$29.7K – – –
PAS
305
Partnervest Advisory Services
California
$25K +$10K +272 +67%
FMII
306
Farmers & Merchants Investments Inc
Nebraska
$20K -$2.19K -59 -10%
ST
307
Stifel Trust
Missouri
$19K – – –
WRM
308
Westport Resources Management
Connecticut
$15K -$73.4K -1,958 -83%
QBFM
309
QS Batterymarch Financial Management
New York
$15K -$17.7K -460 -54%
MWP
310
MYCIO Wealth Partners
Pennsylvania
$15K – – –
FHA
311
First Horizon Advisors
Tennessee
$15K +$9.94K +267 +196%
WCBA
312
Weaver C. Barksdale & Associates
Tennessee
$10K +$1.08K +30 +12%
HI
313
Hudock Inc
Pennsylvania
$8K – – –
BAM
314
Brave Asset Management
New Jersey
$8K – – –
WT
315
Whittier Trust
California
$8K – – –
S
316
SignatureFD
Georgia
$8K – – –
EFSCE
317
Enterprise Financial Services Corp (EFSC)
Missouri
$8K +$4.38K +115 +121%
PP
318
Palladium Partners
Virginia
$8K +$8K +225 New
CFS
319
Community Financial System
New York
$7K – – –
LNB
320
Ledyard National Bank
$7K – – –
BC
321
Bartlett & Co
Ohio
$7K – – –
TCM
322
Tradewinds Capital Management
Washington
$7K – – –
Manulife (Manufacturers Life Insurance)
323
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6.5K -$73.3K -1,974,843 -92%
WA
324
Waverly Advisors
Alabama
$6K -$872 -25 -13%
VNB
325
Valley National Bancorp
New York
$6K – – –
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