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Broadridge

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 30

7% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 122

0% more funds holding

Funds holding: 350351 (+1)

0.57% less ownership

Funds ownership: 88.02%87.45% (-0.57%)

5% less capital invested

Capital invested by funds: $4.09B → $3.9B (-$188M)

40% less funds holding in top 10

Funds holding in top 10: 106 (-4)

58% less call options, than puts

Call options by funds: $976K | Put options by funds: $2.3M

Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
PSUF
301
People's United Financial
Connecticut
$39K
WTC
302
WhitTier Trust Company
Nevada
$39K
AW
303
Alpha Windward
Massachusetts
$33K
WOC
304
West Oak Capital
California
$29.7K
PAS
305
Partnervest Advisory Services
California
$25K +$10.2K +272 +67%
FMII
306
Farmers & Merchants Investments Inc
Nebraska
$20K -$2.21K -59 -10%
ST
307
Stifel Trust
Missouri
$19K
WRM
308
Westport Resources Management
Connecticut
$15K -$73.4K -1,958 -83%
QBFM
309
QS Batterymarch Financial Management
New York
$15K -$17.2K -460 -54%
MWP
310
MYCIO Wealth Partners
Pennsylvania
$15K
FHA
311
First Horizon Advisors
Tennessee
$15K +$10K +267 +196%
WCBA
312
Weaver C. Barksdale & Associates
Tennessee
$10K +$1.13K +30 +12%
BAM
313
Brave Asset Management
New Jersey
$8K
HI
314
Hudock Inc
Pennsylvania
$8K
S
315
SignatureFD
Georgia
$8K
WT
316
Whittier Trust
California
$8K
EFSCE
317
Enterprise Financial Services Corp (EFSC)
Missouri
$8K +$4.31K +115 +121%
PP
318
Palladium Partners
Virginia
$8K +$8.44K +225 New
BC
319
Bartlett & Co
Ohio
$7K
CFS
320
Community Financial System
New York
$7K
LNB
321
Ledyard National Bank
$7K
TCM
322
Tradewinds Capital Management
Washington
$7K
Manulife (Manufacturers Life Insurance)
323
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6.5K -$74.1M -1,974,843 -92%
WA
324
Waverly Advisors
Alabama
$6K -$937 -25 -13%
VNB
325
Valley National Bancorp
New York
$6K

BR Hedge Fund Activity: Q1 2014 in Review

351 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q1 2014, worth a combined $3.9B — down 4.6% from $4.09B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BR positions and 30 closed out — a net gain of 3 holders — while 130 added to existing stakes and 122 trimmed.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $39.2M. The largest seller was Bank of New York Mellon, cutting an estimated $93.1M.

  • 351 institutional investors held Broadridge (BR) as of Q1 2014, up from 350 in Q4 2013.
  • Funds reported $3.9B of Broadridge stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 33 funds opened new Broadridge positions in Q1 2014 and 30 closed out, a net change of +3 holders.
  • The largest Broadridge buyer in Q1 2014 was Cramer Rosenthal McGlynn, an estimated $39.2M added.
  • The largest Broadridge seller in Q1 2014 was Bank of New York Mellon, an estimated $93.1M sold.

Based on aggregated 13F filings for Q1 2014.