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Broadridge
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Overview Fund Activity

847 hedge funds and large institutions have $18.8B invested in Broadridge in 2023 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 288 increasing their positions, 323 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
847
Holders Change
+36
Holders Change %
+4.44%
% of All Funds
13.5%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.14%
New
86
Increased
288
Reduced
323
Closed
38
Calls
$24.7M
Puts
$18.1M
Net Calls
+$6.59M
Net Calls Change
+$79.8M

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$261M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$68.4M
3
Capital International Investors
Capital International Investors
California
+$33.5M
4
Goldman Sachs
Goldman Sachs
New York
+$21.1M
5
HighTower Advisors
HighTower Advisors
Illinois
+$15M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$170M
2
Millennium Management
Millennium Management
New York
-$56.4M
3
T. Rowe Price Investment Management
T. Rowe Price Investment Management
Maryland
-$44.1M
4
BNP Paribas Asset Management
BNP Paribas Asset Management
France
-$36.9M
5
Franklin Resources
Franklin Resources
California
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
276
Stratos Wealth Partners
Ohio
$2.92M +$167K +933 +6%
American Century Companies
277
American Century Companies
Missouri
$2.89M +$516K +2,882 +22%
Wealth Enhancement Advisory Services
278
Wealth Enhancement Advisory Services
Minnesota
$2.88M +$2.51M +13,993 +663%
TCM
279
Teza Capital Management
Illinois
$2.88M +$2.06M +11,529 +253%
OAM
280
Occidental Asset Management
California
$2.73M +$31.3K +175 +1%
SWM
281
Sugarloaf Wealth Management
Georgia
$2.72M -$411K -2,297 -13%
Allianz Asset Management
282
Allianz Asset Management
Germany
$2.71M -$34.2K -191 -1%
IG
283
ING Group
Netherlands
$2.66M +$2.66M +14,829 New
Daiwa Securities Group
284
Daiwa Securities Group
Japan
$2.64M +$143K +798 +6%
PGAM
285
Princeton Global Asset Management
New Jersey
$2.63M +$3.76K +21 +0.1%
TI
286
Tidal Investments
Wisconsin
$2.62M +$418K +2,332 +19%
Citadel Advisors
287
Citadel Advisors
Florida
$2.61M -$1.37M -7,626 -34%
AP
288
Appleton Partners
Massachusetts
$2.59M -$232K -1,294 -8%
FNT
289
First National Trust
Pennsylvania
$2.57M – – –
CAN
290
Cetera Advisor Networks
California
$2.53M +$619K +3,459 +32%
SOADOR
291
State of Alaska Department of Revenue
Alaska
$2.52M -$103K -575 -4%
SWS
292
SYSTM Wealth Solutions
Illinois
$2.5M -$143K -798 -5%
SPIA
293
Steward Partners Investment Advisory
New York
$2.48M +$39K +218 +2%
HSA
294
HBK Sorce Advisory
Pennsylvania
$2.45M +$17.4K +97 +0.7%
FIM
295
Fruth Investment Management
Texas
$2.42M -$149K -832 -6%
JPMPWA
296
J.P. Morgan Private Wealth Advisors
California
$2.42M -$15.8K -88 -0.6%
EGM
297
Engineers Gate Manager
New York
$2.39M +$787K +4,395 +49%
OAM
298
Oppenheimer Asset Management
New York
$2.37M -$29.5K -165 -1%
ZB
299
Zions Bancorporation
Utah
$2.36M +$428K +2,388 +22%
RMSCM
300
R.M. Sincerbeaux Capital Management
New York
$2.31M – – –
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