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Broadridge

520 hedge funds and large institutions have $7.96B invested in Broadridge in 2017 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 171 increasing their positions, 196 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 31

18% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.85M

7% more capital invested

Capital invested by funds: $7.44B → $7.96B (+$522M)

2% more funds holding

Funds holding: 508520 (+12)

0.83% more ownership

Funds ownership: 83.8%84.63% (+0.83%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

13% less repeat investments, than reductions

Existing positions increased: 171 | Existing positions reduced: 196

Holders
520
Holders Change
+12
Holders Change %
+2.36%
% of All Funds
12.96%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
50
Increased
171
Reduced
196
Closed
31
Calls
$3.37M
Puts
$2.85M
Net Calls
+$523K
Net Calls Change
+$2.37M
Name Holding Trade Value Shares
Change
Change in
Stake
NA
276
Neuburgh Advisers
California
$1.11M -$81.2K -1,054 -7%
LIA
277
LS Investment Advisors
Michigan
$1.08M -$19.6K -254 -2%
LIM
278
Leavell Investment Management
Alabama
$1.05M
RMSCM
279
R.M. Sincerbeaux Capital Management
New York
$1.04M
Fayez Sarofim & Co
280
Fayez Sarofim & Co
Texas
$1.04M
LAM
281
Lapides Asset Management
Connecticut
$1.03M -$724K -9,400 -43%
CIBC Asset Management
282
CIBC Asset Management
Ontario, Canada
$1.02M +$51.4K +668 +6%
AIM
283
Assured Investment Management
New York
$1.02M +$75.1K +975 +8%
USAA
284
United Services Automobile Association
Texas
$1.01M +$960K +12,471 New
WA1
285
Wimmer Associates 1
California
$996K -$17.7K -230 -2%
PAG
286
Private Advisor Group
New Jersey
$974K +$96K +1,246 +12%
BAM
287
Boyar Asset Management
New York
$965K -$58.5K -760 -6%
NIC
288
Northwest Investment Counselors
Oregon
$960K +$385 +5 +0%
WIP
289
Wellesley Investment Partners
Massachusetts
$950K -$61.6K -800 -6%
SCM
290
Stevens Capital Management
Pennsylvania
$939K +$895K +11,624 New
NLI
291
Nippon Life Insurance
Japan
$937K
RJT
292
Raymond James Trust
Florida
$936K -$155K -2,012 -15%
TW
293
Transform Wealth
Colorado
$929K -$1.71M -22,143 -66%
FCM
294
Flinton Capital Management
Pennsylvania
$914K -$66.8K -868 -7%
CCM
295
Coldstream Capital Management
Washington
$911K +$24.1K +313 +3%
JIC
296
Johnson Investment Counsel
Ohio
$899K +$52K +675 +6%
Commonwealth Equity Services
297
Commonwealth Equity Services
Massachusetts
$898K +$154K +1,997 +22%
FBT
298
First Bank & Trust
South Dakota
$888K +$27K +351 +3%
MBA
299
McQueen Ball & Associates
Pennsylvania
$876K
Cambridge Investment Research Advisors
300
Cambridge Investment Research Advisors
Iowa
$856K +$35.5K +461 +5%