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Broadridge
BR

Overview Fund Activity

414 hedge funds and large institutions have $5.64B invested in Broadridge in 2015 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 134 increasing their positions, 159 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+4
Holders Change %
+0.98%
% of All Funds
11.57%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
50
Increased
134
Reduced
159
Closed
44
Calls
$4.62M
Puts
$2.62M
Net Calls
+$2M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$208M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$43.9M
3
Renaissance Technologies
Renaissance Technologies
New York
+$39.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$23.2M
5
Bank of America
Bank of America
North Carolina
+$23M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$39.4M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$37.6M
3
SAM
Southernsun Asset Management
Tennessee
-$36.6M
4
Prudential Financial
Prudential Financial
New Jersey
-$33.2M
5
Wells Fargo
Wells Fargo
California
-$28M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
276
Segantii Capital Management
Hong Kong
$521K +$521K +9,475 New
Verition Fund Management
277
Verition Fund Management
Connecticut
$517K +$517K +9,349 New
MA
278
MUFG Americas
New York
$508K -$103K -1,862 -17%
LMAM
279
Legg Mason Asset Management
Japan
$493K -$22.2K -400 -4%
BFEC
280
Benjamin F. Edwards & Company
Missouri
$483K +$120K +2,163 +33%
OA
281
OFI Advisors
Pennsylvania
$481K -$27.1K -489 -5%
TAM
282
Tocqueville Asset Management
New York
$469K – – –
LIM
283
Leavell Investment Management
Alabama
$458K – – –
SCM
284
Stevens Capital Management
Pennsylvania
$456K -$2.45M -44,188 -84%
BCM
285
Bluefin Capital Management
New York
$454K +$454K +8,201 New
JG
286
Jefferies Group
New York
$451K -$121K -2,189 -21%
ACM
287
Aviance Capital Management
Florida
$448K +$448K +8,099 New
JIC
288
Johnson Investment Counsel
Ohio
$424K +$83.9K +1,518 +25%
AP
289
Appleton Partners
Massachusetts
$406K +$179K +3,234 +79%
HSA
290
HBK Sorce Advisory
Pennsylvania
$389K +$76.3K +1,380 +24%
FNB
291
First Niagara Bank
New York
$388K – – –
CS
292
Cannell & Spears
New York
$386K – – –
IIC
293
Ironwood Investment Counsel
Arizona
$362K -$12.4K -225 -3%
SEC
294
Seven Eight Capital
New York
$360K +$216K +3,900 +150%
P
295
Pitcairn
Pennsylvania
$358K -$45.5K -824 -11%
WAM
296
World Asset Management
Michigan
$355K +$51.2K +926 +17%
Commonwealth Equity Services
297
Commonwealth Equity Services
Massachusetts
$350K -$161K -2,900 -31%
AT
298
Arden Trust
Delaware
$329K +$329K +5,944 New
HNB
299
Huntington National Bank
Ohio
$328K -$25.6K -461 -7%
TH
300
TCTC Holdings
Texas
$328K – – –
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