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Broadridge

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M
Name Holding Trade Value Shares
Change
Shares
Change %
SNB
251
Security National Bank
Nebraska
$2.67M +$94.1K +756 +4%
OAM
252
Oppenheimer Asset Management
New York
$2.65M -$234K -1,879 -8%
TPSF
253
Texas Permanent School Fund
Texas
$2.65M -$138K -1,109 -5%
Massachusetts Financial Services
254
Massachusetts Financial Services
Massachusetts
$2.6M +$13.3K +107 +0.5%
PP
255
Paloma Partners
Connecticut
$2.58M +$679K +5,455 +36%
OSAM
256
O'Shaughnessy Asset Management
Connecticut
$2.51M -$1.88M -15,088 -43%
LCP
257
Legacy Capital Partners
Wisconsin
$2.51M +$40.4K +325 +2%
BC
258
Burney Company
Virginia
$2.5M -$2.49K -20 -0.1%
Commonwealth Equity Services
259
Commonwealth Equity Services
Massachusetts
$2.49M +$137K +1,101 +6%
TPCM
260
Three Peaks Capital Management
Colorado
$2.44M +$728K +5,855 +42%
GIA
261
GHP Investment Advisors
Colorado
$2.43M -$350K -2,817 -13%
BPM
262
Bowling Portfolio Management
Ohio
$2.41M -$190K -1,528 -7%
MAA
263
Mraz Amerine & Associates
California
$2.37M
AB
264
Amalgamated Bank
New York
$2.37M +$463K +3,723 +24%
Lazard Asset Management
265
Lazard Asset Management
New York
$2.37M -$17.4M -139,855 -88%
MSL
266
Mackay Shields LLC
New York
$2.34M +$105K +840 +5%
LRIC
267
Long Road Investment Counsel
Michigan
$2.23M -$31.1K -250 -1%
HT
268
HighTower Trust
Texas
$2.2M +$4.48K +36 +0.2%
CIBC World Market
269
CIBC World Market
Ontario, Canada
$2.16M -$971K -7,802 -31%
Rafferty Asset Management
270
Rafferty Asset Management
New York
$2.14M -$355K -2,850 -14%
BFEC
271
Benjamin F. Edwards & Company
Missouri
$2.14M -$54.4K -437 -2%
PAG
272
Private Advisor Group
New Jersey
$2.08M +$312K +2,506 +18%
FDS
273
Freedom Day Solutions
Texas
$2.07M -$42.3K -340 -2%
Public Employees Retirement Association of Colorado
274
Public Employees Retirement Association of Colorado
Colorado
$2.06M
NB
275
Norinchukin Bank
Japan
$2.06M +$19.9K +160 +1%