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Broadridge
BR

Overview Fund Activity

414 hedge funds and large institutions have $5.64B invested in Broadridge in 2015 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 134 increasing their positions, 159 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+4
Holders Change %
+0.98%
% of All Funds
11.57%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
50
Increased
134
Reduced
159
Closed
44
Calls
$4.62M
Puts
$2.62M
Net Calls
+$2M
Net Calls Change
-$1.07M

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$208M
2
VNIM
Vaughan Nelson Investment Management
Texas
+$43.9M
3
Renaissance Technologies
Renaissance Technologies
New York
+$39.1M
4
Deutsche Bank
Deutsche Bank
Germany
+$23.2M
5
Bank of America
Bank of America
North Carolina
+$23M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$39.4M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$37.6M
3
SAM
Southernsun Asset Management
Tennessee
-$36.6M
4
Prudential Financial
Prudential Financial
New Jersey
-$33.2M
5
Wells Fargo
Wells Fargo
California
-$28M
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
251
First Allied Advisory Services
California
$630K -$11.4K -205 -2%
Rafferty Asset Management
252
Rafferty Asset Management
New York
$628K +$330K +5,964 +111%
OI
253
Oakbrook Investments
Illinois
$620K -$16.6K -300 -3%
Schroder Investment Management Group
254
Schroder Investment Management Group
United Kingdom
$603K -$37.6M -679,831 -98%
BGDI
255
BW Gestao de Investimentos
Brazil
$602K -$39.6K -715 -6%
Barclays
256
Barclays
United Kingdom
$598K -$2.06M -37,388 -77%
LH
257
Lebenthal Holdings
New York
$596K -$557K -10,075 -48%
Janney Montgomery Scott
258
Janney Montgomery Scott
Pennsylvania
$591K +$358K +6,464 +154%
OSAM
259
O'Shaughnessy Asset Management
Connecticut
$590K +$176K +3,173 +42%
CAM
260
Capstone Asset Management
Texas
$589K +$64.1K +1,158 +12%
NIC
261
Northwest Investment Counselors
Oregon
$585K -$111 -2 -0%
CIBC Asset Management
262
CIBC Asset Management
Ontario, Canada
$584K -$14.8K -267 -2%
RJT
263
Raymond James Trust
Florida
$577K -$115K -2,070 -17%
FB
264
Fulton Bank
Pennsylvania
$574K -$332 -6 -0.1%
LTFS
265
Ladenburg Thalmann Financial Services
Florida
$563K -$705K -12,728 -56%
ProShare Advisors
266
ProShare Advisors
Maryland
$559K -$331K -5,972 -37%
TI
267
Trexquant Investment
Connecticut
$559K -$55.3K -1,000 -9%
AAM
268
Advisors Asset Management
Colorado
$549K -$64.5K -1,164 -11%
Tudor Investment Corp
269
Tudor Investment Corp
Connecticut
$543K +$543K +9,817 New
PA
270
Profund Advisors
Maryland
$539K -$268K -4,841 -33%
GW
271
GW & Wade
Massachusetts
$537K -$412K -7,440 -43%
ECM
272
ETrade Capital Management
Virginia
$526K +$227K +4,096 +76%
MCM
273
McKinley Capital Management
Alaska
$524K -$30.2K -545 -5%
KFA
274
Kays Financial Advisory
Georgia
$524K +$50.7K +917 +11%
WIS
275
Wright Investors Service
Connecticut
$521K -$111 -2 -0%
9 10
11
12 13