|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.57M
|
+$163K
|
+10,093
|
+5%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$1.49M
|
+$99.9K
|
+6,172
|
+7%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$1.1M
|
+$157K
|
+9,674
|
+17%
|
|
|
4
|
|
$347K
|
+$2.49K
|
+154
|
+0.7%
|
|
|
5
|
Lebenthal Asset Management
New York
|
$330K
|
+$324K
|
+20,000
|
New
|
|
|
6
|
Lebenthal Holdings
New York
|
$330K
|
+$324K
|
+20,000
|
New
|
|
|
7
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$267K
|
–
|
–
|
–
|
|
|
8
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$203K
|
+$200K
|
+12,340
|
New
|
|
|
9
|
Advisor Group
Phoenix,
Arizona
|
$155K
|
+$152K
|
+9,404
|
New
|
|
|
10
|
Highlander Capital Management
Short Hills,
New Jersey
|
$122K
|
–
|
–
|
–
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$104K
|
-$259
|
-16
|
-0.3%
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$93K
|
-$65.3K
|
-4,033
|
-42%
|
|
|
13
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$84K
|
+$82.4K
|
+5,090
|
New
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$50K
|
-$45.3K
|
-2,800
|
-48%
|
|
|
15
|
Tortoise Investment Management
White Plains,
New York
|
$50K
|
–
|
–
|
–
|
|
|
16
|
Next Financial Group
Houston,
Texas
|
$46K
|
+$45.2K
|
+2,794
|
New
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$17K
|
–
|
–
|
–
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
$3K
|
+$680
|
+42
|
+38%
|
|
|
19
|
LPL Financial
San Diego,
California
|
–
|
-$263K
|
-16,200
|
Closed
|
|
|
20
|
American International Group
New York
|
–
|
-$120K
|
-7,330
|
Closed
|
|
|
21
|
|
–
|
-$4K
|
-217
|
Closed
|
|
